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RA

Brookfield Real Assets Income Fund
RA

Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$36.9M -$566K -25,116 -2%
Morgan Stanley
2
Morgan Stanley
New York
$22.6M +$2.46M +109,103 +12%
EVM
3
Eaton Vance Management
Massachusetts
$19M -$812 -36 -0%
RCM
4
Rivernorth Capital Management
Florida
$13.6M -$8.15M -361,463 -38%
Invesco
5
Invesco
Georgia
$8.85M -$12.6K -561 -0.1%
Baird Financial Group
6
Baird Financial Group
Wisconsin
$7.24M +$95.2K +4,225 +1%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$6.23M -$247K -10,948 -4%
VIA
8
Vident Investment Advisory
Georgia
$4.72M +$133K +5,910 +3%
Bank of America
9
Bank of America
North Carolina
$4.67M +$1.43M +63,461 +45%
ACM
10
Ashford Capital Management
Delaware
$4.16M +$1.32M +58,420 +47%
CBA
11
Coastal Bridge Advisors
Connecticut
$3.6M +$605K +26,859 +20%
RCM
12
Robinson Capital Management
Michigan
$2.27M – – –
GC
13
Guggenheim Capital
Illinois
$2.23M -$316K -14,023 -12%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$1.96M – – –
PCP
15
Proficio Capital Partners
Massachusetts
$1.8M -$107K -4,738 -6%
Wells Fargo
16
Wells Fargo
California
$1.71M +$189K +8,380 +13%
Stifel Financial
17
Stifel Financial
Missouri
$1.67M +$257K +11,414 +18%
EGA
18
E&G Advisors
Texas
$1.61M -$5.37K -238 -0.3%
CL
19
CSS LLC
Illinois
$1.46M – – –
CAN
20
Cetera Advisor Networks
California
$1.36M +$1.35M +59,854 New
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$1.3M -$97.5K -4,323 -7%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$1.25M +$1.24M +54,898 New
EWM
23
Edge Wealth Management
New York
$1.19M +$22.2K +983 +2%
BC
24
Brookfield Corp
Ontario, Canada
$1.15M +$366K +16,228 +47%
CF
25
Centaurus Financial
California
$1.09M +$404K +17,913 +59%
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