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RA

Brookfield Real Assets Income Fund
RA

Name Holding Trade Value Shares
Change 		Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$43.1M +$42.3M +1,930,681 New
EVM
2
Eaton Vance Management
Massachusetts
$28.1M +$27.6M +1,257,304 New
UBS Group
3
UBS Group
Switzerland
$17M +$16.7M +762,139 New
Morgan Stanley
4
Morgan Stanley
New York
$12.6M +$12.4M +565,070 New
Wells Fargo
5
Wells Fargo
California
$11.8M +$11.6M +530,381 New
Bessemer Group
6
Bessemer Group
New Jersey
$10.6M +$10.4M +472,946 New
GC
7
Guggenheim Capital
Illinois
$10.5M +$10.4M +472,557 New
Invesco
8
Invesco
Georgia
$9.71M +$9.55M +435,449 New
AAM
9
Advisors Asset Management
Colorado
$5.05M +$4.96M +226,358 New
Baird Financial Group
10
Baird Financial Group
Wisconsin
$4.82M +$4.74M +216,122 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$4.68M +$4.6M +209,909 New
Bank of America
12
Bank of America
North Carolina
$4.29M +$4.22M +192,409 New
CBA
13
Coastal Bridge Advisors
Connecticut
$4.12M +$4.05M +184,664 New
RCM
14
Robinson Capital Management
Michigan
$3.56M +$3.5M +159,425 New
PP
15
Paloma Partners
Connecticut
$3.19M +$3.14M +143,000 New
SFS
16
Shaker Financial Services
Virginia
$2.71M +$2.67M +121,706 New
FFA
17
First Foundation Advisors
California
$2.22M +$2.18M +99,491 New
LCM
18
Landscape Capital Management
New Jersey
$2.02M +$1.99M +90,684 New
LPL Financial
19
LPL Financial
California
$1.68M +$1.65M +75,135 New
Kovitz Investment Group Partners
20
Kovitz Investment Group Partners
Illinois
$1.44M +$1.42M +64,536 New
DA
21
Doliver Advisors
Texas
$1.42M +$1.4M +63,694 New
CL
22
CSS LLC
Illinois
$1.41M +$1.39M +63,350 New
CRC
23
Curi RMB Capital
Illinois
$1.21M +$1.19M +54,057 New
Stifel Financial
24
Stifel Financial
Missouri
$1.17M +$1.15M +52,340 New
CAN
25
Cetera Advisor Networks
California
$1.07M +$1.05M +47,989 New
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