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RA

Brookfield Real Assets Income Fund
RA

Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$35.9M +$8.25M +364,281 +28%
RCM
2
Rivernorth Capital Management
Florida
$20.9M +$2.31M +102,176 +12%
Morgan Stanley
3
Morgan Stanley
New York
$19.3M +$4.17M +184,352 +26%
EVM
4
Eaton Vance Management
Massachusetts
$18.2M -$996 -44 -0%
Invesco
5
Invesco
Georgia
$8.5M -$730K -32,257 -8%
Baird Financial Group
6
Baird Financial Group
Wisconsin
$6.85M +$357K +15,748 +5%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$6.21M +$915K +40,405 +16%
VIA
8
Vident Investment Advisory
Georgia
$4.53M +$4.57M +201,945 New
COLIM
9
City of London Investment Management
United Kingdom
$3.68M +$3.46M +152,807 +951%
Bank of America
10
Bank of America
North Carolina
$3.1M -$446K -19,680 -12%
CBA
11
Coastal Bridge Advisors
Connecticut
$2.86M -$64K -2,825 -2%
ACM
12
Ashford Capital Management
Delaware
$2.71M +$662K +29,242 +31%
GC
13
Guggenheim Capital
Illinois
$2.45M -$511K -22,551 -17%
RCM
14
Robinson Capital Management
Michigan
$2.17M -$137K -6,064 -6%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$1.96M -$2.09M -92,510 -51%
SFS
16
Shaker Financial Services
Virginia
$1.94M +$2.01M +88,966 New
PCP
17
Proficio Capital Partners
Massachusetts
$1.83M -$32.8K -1,449 -2%
EGA
18
E&G Advisors
Texas
$1.55M +$136 +6 +0%
Wells Fargo
19
Wells Fargo
California
$1.45M +$328K +14,473 +28%
CL
20
CSS LLC
Illinois
$1.4M +$26.1K +1,153 +2%
Stifel Financial
21
Stifel Financial
Missouri
$1.34M +$299K +13,202 +27%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$1.34M -$138K -6,111 -9%
RJA
23
Raymond James & Associates
Florida
$1.32M +$90.9K +4,017 +7%
FFA
24
First Foundation Advisors
California
$1.18M +$9.49K +419 +0.8%
EWM
25
Edge Wealth Management
New York
$1.12M +$232K +10,256 +25%
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