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RA

Brookfield Real Assets Income Fund
RA

Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$34.6M -$2.85M -123,063 -8%
Morgan Stanley
2
Morgan Stanley
New York
$24.9M +$1.97M +85,114 +9%
EVM
3
Eaton Vance Management
Massachusetts
$12.6M -$6.77M -291,954 -35%
Invesco
4
Invesco
Georgia
$8.74M -$252K -10,882 -3%
Baird Financial Group
5
Baird Financial Group
Wisconsin
$7.35M -$37.3K -1,607 -0.5%
Bank of America
6
Bank of America
North Carolina
$6.67M +$1.93M +83,179 +40%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$5.69M -$642K -27,704 -10%
VIA
8
Vident Investment Advisory
Georgia
$4.98M +$187K +8,045 +4%
ACM
9
Ashford Capital Management
Delaware
$4.61M +$388K +16,739 +9%
CBA
10
Coastal Bridge Advisors
Connecticut
$3.82M +$56.1K +2,421 +2%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$3.44M +$1.37M +59,015 +66%
GC
12
Guggenheim Capital
Illinois
$2.42M +$154K +6,628 +7%
RCM
13
Robinson Capital Management
Michigan
$2.3M – – –
BC
14
Brookfield Corp
Ontario, Canada
$1.74M +$577K +24,874 +49%
CAN
15
Cetera Advisor Networks
California
$1.7M +$318K +13,706 +23%
Stifel Financial
16
Stifel Financial
Missouri
$1.7M +$6.51K +281 +0.4%
EGA
17
E&G Advisors
Texas
$1.63M -$6.96K -300 -0.4%
CF
18
Centaurus Financial
California
$1.6M +$485K +20,898 +43%
Wells Fargo
19
Wells Fargo
California
$1.51M -$221K -9,537 -13%
CL
20
CSS LLC
Illinois
$1.49M – – –
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$1.38M +$117K +5,047 +9%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$1.28M -$31.9K -1,375 -2%
EWM
23
Edge Wealth Management
New York
$1.2M -$14.3K -618 -1%
LPL Financial
24
LPL Financial
California
$1.13M +$110K +4,747 +11%
RJA
25
Raymond James & Associates
Florida
$1.12M +$27.4K +1,182 +2%
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