Ladenburg Thalmann Financial Services’s Invesco S&P SmallCap 600 Revenue ETF RWJ Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio RWJ Stock Details RWJ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$3.8M	Buy	167,544 +20,793	+14%	+$454K	0.02%	585
2019 Q3	$3.12M	Buy	146,751 +8,409	+6%	+$172K	0.02%	638
2019 Q2	$2.91M	Buy	138,342 +14,325	+12%	+$307K	0.02%	651
2019 Q1	$2.71M	Buy	124,017 +14,229	+13%	+$312K	0.02%	650
2018 Q4	$2.1M	Buy	109,788 +13,245	+14%	+$292K	0.02%	644
2018 Q3	$2.42M	Buy	96,543 +22,068	+30%	+$562K	0.02%	640
2018 Q2	$1.68M	Hold	74,475	–	–	0.02%	767
2018 Q1	$1.68M	Buy	74,475 +30,516	+69%	+$710K	0.02%	767
2017 Q4	$1.02M	Buy	43,959 +4,002	+10%	+$91K	0.01%	1065
2017 Q3	$912K	Buy	39,957 +16,803	+73%	+$361K	0.01%	1053
2017 Q2	$510K	Buy	23,154 +10,248	+79%	+$224K	0.01%	1377
2017 Q1	$285K	Buy	12,906 +8,973	+228%	+$200K	﹤0.01%	1671
2016 Q4	$88K	Sell	3,933 -1,857	-32%	-$38.6K	﹤0.01%	2421
2016 Q3	$115K	Sell	5,790 -507	-8%	-$9.85K	﹤0.01%	2144
2016 Q2	$116K	Buy	6,297 +2,010	+47%	+$36.6K	﹤0.01%	2050
2016 Q1	$78K	Buy	4,287 +456	+12%	+$7.43K	﹤0.01%	2258
2015 Q4	$66K	Sell	3,831 -3,846	-50%	-$68.9K	﹤0.01%	2371
2015 Q3	$130K	Buy	7,677 +1,815	+31%	+$33.1K	﹤0.01%	1798
2015 Q2	$114K	Sell	5,862 -429	-7%	-$8.42K	﹤0.01%	2010
2015 Q1	$123K	Buy	6,291 +2,535	+67%	+$47.9K	﹤0.01%	1942
2014 Q4	$71K	Buy	3,756 +1,797	+92%	+$32.5K	﹤0.01%	2122
2014 Q3	$34K	Hold	1,959	–	–	﹤0.01%	2276
2014 Q2	$37K	Hold	1,959	–	–	﹤0.01%	2234
2014 Q1	$36K	Hold	1,959	–	–	﹤0.01%	2181
2013 Q4	$35K	Hold	1,959	–	–	﹤0.01%	2162
2013 Q3	$32K	Hold	1,959	–	–	﹤0.01%	2127
2013 Q2	$29K	Buy	+1,959	New	+$27.8K	﹤0.01%	2096

Other funds holding RWJ

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

FFW

Fusion Family Wealth Woodbury, New York $1.34B AUM 18.88% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CPC

Consolidated Planning Corp Atlanta, Georgia $617M AUM 21.61% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

Ladenburg Thalmann Financial Services's RWJ Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Invesco S&P SmallCap 600 Revenue ETF (RWJ) stake by 14% in Q4 2019, buying an estimated $454K and bringing the position to 167,544 shares worth $3.8M. The position accounts for 0.02% of the portfolio, ranked #585.

Ladenburg Thalmann Financial Services first reported a position in RWJ in Q2 2013 and has held it in 27 quarters since. 75 funds tracked by Wall St. Rank hold RWJ as of Q4 2019.

Ladenburg Thalmann Financial Services held 167,544 shares of Invesco S&P SmallCap 600 Revenue ETF worth $3.8M as of Q4 2019.
Ladenburg Thalmann Financial Services bought 20,793 Invesco S&P SmallCap 600 Revenue ETF shares in Q4 2019, an estimated $454K.
Invesco S&P SmallCap 600 Revenue ETF made up 0.02% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #585 holding.
Ladenburg Thalmann Financial Services first reported a position in Invesco S&P SmallCap 600 Revenue ETF in Q2 2013 and has held it in 27 quarters since.
75 funds tracked by Wall St. Rank held Invesco S&P SmallCap 600 Revenue ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.