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Invesco S&P SmallCap 600 Revenue ETF

50 hedge funds and large institutions have $223M invested in Invesco S&P SmallCap 600 Revenue ETF in 2016 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 20 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 3

150% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 8

52% more capital invested

Capital invested by funds: $147M → $223M (+$76.4M)

20.06% more ownership

Funds ownership: 135.9%155.96% (+20%)

19% more funds holding

Funds holding: 4250 (+8)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
50
Holders Change
+8
Holders Change %
+19.05%
% of All Funds
1.25%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
12
Increased
20
Reduced
8
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$49.3M +$17.7M +851,832 +63%
CPO
2
Cerity Partners OCIO
New York
$27.5M +$392K +18,879 +2%
Wells Fargo
3
Wells Fargo
California
$23.8M +$8.11M +390,321 +58%
CCP
4
Cardan Capital Partners
Colorado
$19.8M +$323K +15,567 +2%
Bank of America
5
Bank of America
North Carolina
$16.5M +$3.01M +144,852 +24%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$14.1M +$2.83M +136,293 +28%
RJA
7
Raymond James & Associates
Florida
$12.3M +$1.17M +56,088 +11%
LPL Financial
8
LPL Financial
California
$9.56M +$2.42M +116,652 +38%
UBS Group
9
UBS Group
Switzerland
$7.83M +$307K +14,790 +4%
FFW
10
Fusion Family Wealth
New York
$6.3M +$5.85M +281,742 New
RJFSA
11
Raymond James Financial Services Advisors
Florida
$6.3M +$507K +24,387 +9%
AA
12
Ancora Advisors
Ohio
$5.12M +$1.57M +75,414 +49%
Ameriprise
13
Ameriprise
Minnesota
$4.79M +$4.45M +214,404 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$2.7M +$1.33M +64,089 +113%
MIH
15
Madison Investment Holdings
Wisconsin
$2.37M -$5.8K -279 -0.3%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$1.92M +$1.14M +54,741 +176%
BBA
17
BLB&B Advisors
Pennsylvania
$1.78M -$225K -10,830 -12%
CA
18
Cetera Advisors
Colorado
$1.52M +$1.41M +68,037 New
ABFS
19
Appropriate Balance Financial Services
Washington
$1.17M -$46.1K -2,217 -4%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$1.16M +$1.08M +51,906 New
FA
21
FDx Advisors
Illinois
$1.06M +$986K +47,451 New
Baird Financial Group
22
Baird Financial Group
Wisconsin
$960K +$617K +29,685 +225%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$935K +$226K +10,878 +35%
PAG
24
Private Advisor Group
New Jersey
$812K +$2.31K +111 +0.3%
KA
25
Klingman & Associates
New York
$758K

RWJ Hedge Fund Activity: Q4 2016 in Review

50 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Invesco S&P SmallCap 600 Revenue ETF (RWJ) for Q4 2016, worth a combined $223M — up 52% from $147M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new RWJ positions and 3 closed out — a net gain of 9 holders — while 20 added to existing stakes and 8 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $17.7M. The largest seller was B. Riley Wealth Advisors, exiting entirely with an estimated $961K sold.

  • 50 institutional investors held Invesco S&P SmallCap 600 Revenue ETF (RWJ) as of Q4 2016, up from 42 in Q3 2016.
  • Funds reported $223M of Invesco S&P SmallCap 600 Revenue ETF stock for Q4 2016, up 52% quarter-over-quarter.
  • 12 funds opened new Invesco S&P SmallCap 600 Revenue ETF positions in Q4 2016 and 3 closed out, a net change of +9 holders.
  • The largest Invesco S&P SmallCap 600 Revenue ETF buyer in Q4 2016 was Morgan Stanley, an estimated $17.7M added.
  • The largest Invesco S&P SmallCap 600 Revenue ETF seller in Q4 2016 was B. Riley Wealth Advisors, an estimated $961K sold.

Based on aggregated 13F filings for Q4 2016.