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Invesco S&P SmallCap 600 Revenue ETF

39 hedge funds and large institutions have $146M invested in Invesco S&P SmallCap 600 Revenue ETF in 2013 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 21 increasing their positions, 4 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

425% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 4

300% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 2

50% more capital invested

Capital invested by funds: $97.1M → $146M (+$48.5M)

37.77% more ownership

Funds ownership: 140.41%178.19% (+38%)

18% more funds holding

Funds holding: 3339 (+6)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
39
Holders Change
+6
Holders Change %
+18.18%
% of All Funds
1.13%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
21
Reduced
4
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$42.4M +$547K +32,139 +1%
Deutsche Bank
2
Deutsche Bank
Germany
$21.7M +$20.3M +1,194,450 +10,761%
Bank of America
3
Bank of America
North Carolina
$19.7M +$5.16M +303,534 +38%
Wells Fargo
4
Wells Fargo
California
$16.1M +$936K +55,008 +7%
CA
5
Cumberland Advisors
Florida
$12.4M +$76.5K +4,497 +0.7%
U
6
UBS
Switzerland
$4.17M +$537K +31,545 +16%
AA
7
Ancora Advisors
Ohio
$3.08M
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$2.93M +$2.77M +162,885 New
Bank of Montreal
9
Bank of Montreal
Ontario, Canada
$2.88M +$2.72M +160,038 New
LPL Financial
10
LPL Financial
California
$2.87M +$583K +34,296 +27%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$2.25M +$63.3K +3,723 +3%
CWM
12
Concert Wealth Management
California
$1.77M +$357 +21 +0%
DAS
13
Dynamic Advisor Solutions
Arizona
$1.73M +$1.64M +96,468 New
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$1.68M +$77.1K +4,530 +5%
MIH
15
Madison Investment Holdings
Wisconsin
$1.56M +$4.54K +267 +0.3%
CIBC World Market
16
CIBC World Market
Ontario, Canada
$1.38M +$197K +11,580 +18%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$1.24M -$7.45K -438 -0.6%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$1.16M +$136K +7,992 +14%
BBA
19
BLB&B Advisors
Pennsylvania
$759K +$295K +17,370 +70%
BCMO
20
Buckingham Capital Management (Ohio)
Ohio
$756K +$121K +7,104 +20%
SC
21
Scotia Capital
Ontario, Canada
$642K +$608K +35,748 New
VFS
22
VSR Financial Services
Kansas
$598K +$32.8K +1,926 +6%
PI
23
Placemark Investments
Illinois
$436K +$86.8K +5,100 +27%
BRWA
24
B. Riley Wealth Advisors
Florida
$303K +$35K +2,055 +14%
NES
25
New England Securities
New York
$258K -$8.22K -483 -3%

RWJ Hedge Fund Activity: Q4 2013 in Review

39 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Invesco S&P SmallCap 600 Revenue ETF (RWJ) for Q4 2013, worth a combined $146M — up 50% from $97.1M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new RWJ positions and 2 closed out — a net gain of 6 holders — while 21 added to existing stakes and 4 trimmed.

The largest buyer was Deutsche Bank, adding an estimated $20.3M. The largest seller was American International Group, exiting entirely with an estimated $424K sold.

  • 39 institutional investors held Invesco S&P SmallCap 600 Revenue ETF (RWJ) as of Q4 2013, up from 33 in Q3 2013.
  • Funds reported $146M of Invesco S&P SmallCap 600 Revenue ETF stock for Q4 2013, up 50% quarter-over-quarter.
  • 8 funds opened new Invesco S&P SmallCap 600 Revenue ETF positions in Q4 2013 and 2 closed out, a net change of +6 holders.
  • The largest Invesco S&P SmallCap 600 Revenue ETF buyer in Q4 2013 was Deutsche Bank, an estimated $20.3M added.
  • The largest Invesco S&P SmallCap 600 Revenue ETF seller in Q4 2013 was American International Group, an estimated $424K sold.

Based on aggregated 13F filings for Q4 2013.