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Invesco S&P SmallCap 600 Revenue ETF

48 hedge funds and large institutions have $181M invested in Invesco S&P SmallCap 600 Revenue ETF in 2014 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 22 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

144% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 9

60% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 5

23% more capital invested

Capital invested by funds: $148M → $181M (+$33.6M)

7.78% more ownership

Funds ownership: 161.32%169.1% (+7.8%)

2% more funds holding

Funds holding: 4748 (+1)

Holders
48
Holders Change
+1
Holders Change %
+2.13%
% of All Funds
1.28%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
22
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$47.4M +$1.62M +89,322 +4%
Deutsche Bank
2
Deutsche Bank
Germany
$32.3M +$8.69M +480,684 +39%
Bank of America
3
Bank of America
North Carolina
$26.4M +$998K +55,212 +4%
Wells Fargo
4
Wells Fargo
California
$20.5M +$2.11M +116,778 +12%
UBS Group
5
UBS Group
Switzerland
$10.6M +$10.1M +556,944 New
GA
6
Gateway Advisory
New Jersey
$8.4M +$1.35M +74,538 +20%
CPO
7
Cerity Partners OCIO
New York
$4.3M +$3.05M +168,612 +292%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$3.85M +$540K +29,847 +17%
LPL Financial
9
LPL Financial
California
$3.09M -$117K -6,468 -4%
AA
10
Ancora Advisors
Ohio
$2.57M +$28.4K +1,569 +1%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$2M +$868K +48,030 +84%
MIH
12
Madison Investment Holdings
Wisconsin
$1.79M +$108K +6,000 +7%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$1.72M +$30K +1,659 +2%
MIAN
14
Mariner Independent Advisor Network
Kansas
$1.53M +$184K +10,191 +14%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$1.38M +$831K +45,939 +173%
BBA
16
BLB&B Advisors
Pennsylvania
$1.31M +$51.5K +2,850 +4%
PI
17
Placemark Investments
Illinois
$1.28M +$195K +10,773 +19%
CIBC World Market
18
CIBC World Market
Ontario, Canada
$1.26M -$221K -12,225 -16%
BCMO
19
Buckingham Capital Management (Ohio)
Ohio
$1.2M -$171K -9,483 -13%
DAS
20
Dynamic Advisor Solutions
Arizona
$1.11M -$478K -26,457 -31%
VFS
21
VSR Financial Services
Kansas
$724K +$279K +15,405 +68%
Ameriprise
22
Ameriprise
Minnesota
$706K +$333K +18,441 +99%
KA
23
Klingman & Associates
New York
$701K +$667K +36,897 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$586K -$446K -24,693 -44%
NFG
25
NewFocus Financial Group
Washington
$582K +$553K +30,597 New

RWJ Hedge Fund Activity: Q4 2014 in Review

48 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in Invesco S&P SmallCap 600 Revenue ETF (RWJ) for Q4 2014, worth a combined $181M — up 23% from $148M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new RWJ positions and 5 closed out — a net gain of 3 holders — while 22 added to existing stakes and 9 trimmed.

The largest buyer was Deutsche Bank, adding an estimated $8.69M. The largest seller was Bank of Montreal, cutting an estimated $3.36M.

  • 48 institutional investors held Invesco S&P SmallCap 600 Revenue ETF (RWJ) as of Q4 2014, up from 47 in Q3 2014.
  • Funds reported $181M of Invesco S&P SmallCap 600 Revenue ETF stock for Q4 2014, up 23% quarter-over-quarter.
  • 8 funds opened new Invesco S&P SmallCap 600 Revenue ETF positions in Q4 2014 and 5 closed out, a net change of +3 holders.
  • The largest Invesco S&P SmallCap 600 Revenue ETF buyer in Q4 2014 was Deutsche Bank, an estimated $8.69M added.
  • The largest Invesco S&P SmallCap 600 Revenue ETF seller in Q4 2014 was Bank of Montreal, an estimated $3.36M sold.

Based on aggregated 13F filings for Q4 2014.