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Invesco S&P SmallCap 600 Revenue ETF

42 hedge funds and large institutions have $147M invested in Invesco S&P SmallCap 600 Revenue ETF in 2016 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 15 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% more capital invested

Capital invested by funds: $135M → $147M (+$11.8M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.8% less ownership

Funds ownership: 136.69%135.9% (-0.8%)

9% less funds holding

Funds holding: 4642 (-4)

33% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 15

38% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 8

Holders
42
Holders Change
-4
Holders Change %
-8.7%
% of All Funds
1.12%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
10
Reduced
15
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$26.9M -$1.6M -82,605 -6%
CPO
2
Cerity Partners OCIO
New York
$24M +$3.59M +184,914 +18%
CCP
3
Cardan Capital Partners
Colorado
$17.3M +$93.6K +4,821 +0.6%
Wells Fargo
4
Wells Fargo
California
$13.4M +$2.92M +150,300 +29%
Bank of America
5
Bank of America
North Carolina
$11.8M -$1.18M -60,930 -9%
RJA
6
Raymond James & Associates
Florida
$9.8M +$2.13M +109,659 +29%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$9.77M -$170K -8,736 -2%
UBS Group
8
UBS Group
Switzerland
$6.65M +$246K +12,687 +4%
LPL Financial
9
LPL Financial
California
$6.02M +$3.22M +166,017 +118%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$5.1M +$196K +10,098 +4%
AA
11
Ancora Advisors
Ohio
$3.04M +$491K +25,257 +20%
MIH
12
Madison Investment Holdings
Wisconsin
$2.1M +$17.8K +918 +0.9%
BBA
13
BLB&B Advisors
Pennsylvania
$1.79M -$237K -12,225 -12%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.12M -$40.7K -2,097 -4%
ABFS
15
Appropriate Balance Financial Services
Washington
$1.08M +$1.46K +75 +0.1%
BRWA
16
B. Riley Wealth Advisors
Florida
$961K -$51.2K -2,637 -5%
MFS
17
MSI Financial Services
Massachusetts
$947K -$134K -6,885 -13%
PAG
18
Private Advisor Group
New Jersey
$703K -$57.9K -2,979 -8%
KA
19
Klingman & Associates
New York
$673K
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$619K +$605K +31,161 New
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$613K +$600K +30,891 New
ACM
22
Argentus Capital Management
Texas
$406K -$257K -13,248 -39%
AG
23
Advisor Group
Arizona
$384K -$1.11K -57 -0.3%
JP Morgan Chase
24
JP Morgan Chase
New York
$372K -$249K -12,828 -41%
RIL
25
Rothschild Investment LLC
Illinois
$349K

RWJ Hedge Fund Activity: Q3 2016 in Review

42 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Invesco S&P SmallCap 600 Revenue ETF (RWJ) for Q3 2016, worth a combined $147M — up 8.8% from $135M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of RWJ and 5 opened new positions — a net loss of 3 holders — while 15 trimmed existing stakes and 10 added.

The largest buyer was Cerity Partners OCIO, adding an estimated $3.59M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $6.78M sold.

  • 42 institutional investors held Invesco S&P SmallCap 600 Revenue ETF (RWJ) as of Q3 2016, down from 46 in Q2 2016.
  • Funds reported $147M of Invesco S&P SmallCap 600 Revenue ETF stock for Q3 2016, up 8.8% quarter-over-quarter.
  • 5 funds opened new Invesco S&P SmallCap 600 Revenue ETF positions in Q3 2016 and 8 closed out, a net change of -3 holders.
  • The largest Invesco S&P SmallCap 600 Revenue ETF buyer in Q3 2016 was Cerity Partners OCIO, an estimated $3.59M added.
  • The largest Invesco S&P SmallCap 600 Revenue ETF seller in Q3 2016 was Susquehanna International Group, an estimated $6.78M sold.

Based on aggregated 13F filings for Q3 2016.