Ladenburg Thalmann Financial Services’s American Water Works AWK Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio AWK Stock Details AWK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$4.58M	Buy	42,022 +4,658	+12%	+$565K	0.03%	515
2019 Q3	$4.64M	Buy	37,364 +2,254	+6%	+$272K	0.03%	487
2019 Q2	$4.07M	Sell	35,110 -4,393	-11%	-$485K	0.03%	518
2019 Q1	$4.12M	Buy	39,503 +2,277	+6%	+$223K	0.03%	491
2018 Q4	$3.37M	Sell	37,226 -14,571	-28%	-$1.33M	0.03%	489
2018 Q3	$4.55M	Buy	51,797 +1,815	+4%	+$160K	0.04%	421
2018 Q2	$4.11M	Hold	49,982	–	–	0.04%	419
2018 Q1	$4.11M	Buy	49,982 +811	+2%	+$66.2K	0.04%	419
2017 Q4	$4.5M	Sell	49,171 -3,337	-6%	-$295K	0.04%	375
2017 Q3	$4.25M	Sell	52,508 -9,656	-16%	-$782K	0.05%	356
2017 Q2	$4.85M	Sell	62,164 -4,288	-6%	-$337K	0.06%	295
2017 Q1	$5.17M	Sell	66,452 -62	-0.1%	-$4.61K	0.07%	269
2016 Q4	$4.81M	Buy	66,514 +21,748	+49%	+$1.57M	0.07%	261
2016 Q3	$3.35M	Sell	44,766 -599	-1%	-$46.8K	0.05%	344
2016 Q2	$3.83M	Buy	45,365 +2,356	+5%	+$175K	0.06%	281
2016 Q1	$2.97M	Sell	43,009 -645	-1%	-$42K	0.05%	327
2015 Q4	$2.61M	Buy	43,654 +4,539	+12%	+$262K	0.05%	347
2015 Q3	$2.14M	Sell	39,115 -8,413	-18%	-$440K	0.04%	369
2015 Q2	$2.31M	Sell	47,528 -630	-1%	-$33.2K	0.04%	387
2015 Q1	$2.61M	Buy	48,158 +26,253	+120%	+$1.43M	0.05%	347
2014 Q4	$1.17M	Buy	21,905 +4,328	+25%	+$224K	0.03%	535
2014 Q3	$848K	Buy	17,577 +1,831	+12%	+$89.5K	0.02%	572
2014 Q2	$779K	Sell	15,746 -948	-6%	-$44.6K	0.02%	588
2014 Q1	$758K	Sell	16,694 -767	-4%	-$33.2K	0.02%	564
2013 Q4	$737K	Sell	17,461 -14,235	-45%	-$596K	0.02%	554
2013 Q3	$1.31M	Buy	31,696 +984	+3%	+$40.7K	0.04%	329
2013 Q2	$1.27M	Buy	+30,712	New	+$1.27M	0.05%	333

Other funds holding AWK

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

PAMU

Pictet Asset Management (UK) London, United Kingdom $91.8B AUM 47.77% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Ladenburg Thalmann Financial Services's AWK Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its American Water Works (AWK) stake by 12% in Q4 2019, buying an estimated $565K and bringing the position to 42,022 shares worth $4.58M. The position accounts for 0.03% of the portfolio, ranked #515.

Ladenburg Thalmann Financial Services first reported a position in AWK in Q2 2013 and has held it in 27 quarters since. The position peaked at $5.17M in Q1 2017. 851 funds tracked by Wall St. Rank hold AWK as of Q4 2019.

Ladenburg Thalmann Financial Services held 42,022 shares of American Water Works worth $4.58M as of Q4 2019.
Ladenburg Thalmann Financial Services bought 4,658 American Water Works shares in Q4 2019, an estimated $565K.
American Water Works made up 0.03% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #515 holding.
Ladenburg Thalmann Financial Services first reported a position in American Water Works in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's American Water Works position peaked at $5.17M in Q1 2017.
851 funds tracked by Wall St. Rank held American Water Works as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.