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American Water Works

616 hedge funds and large institutions have $10.8B invested in American Water Works in 2016 Q3 according to their latest regulatory filings, with 65 funds opening new positions, 210 increasing their positions, 249 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more first-time investments, than exits

New positions opened: 65 | Existing positions closed: 47

2% more funds holding

Funds holding: 602616 (+14)

2.95% less ownership

Funds ownership: 84.79%81.84% (-3%)

15% less capital invested

Capital invested by funds: $12.7B → $10.8B (-$1.88B)

16% less repeat investments, than reductions

Existing positions increased: 210 | Existing positions reduced: 249

20% less call options, than puts

Call options by funds: $25.5M | Put options by funds: $31.9M

30% less funds holding in top 10

Funds holding in top 10: 2316 (-7)

Holders
616
Holders Change
+14
Holders Change %
+2.33%
% of All Funds
16.44%
Holding in Top 10
16
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-30.43%
% of All Funds
0.43%
New
65
Increased
210
Reduced
249
Closed
47
Calls
$25.5M
Puts
$31.9M
Net Calls
-$6.42M
Net Calls Change
-$25.5M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$1.24B +$27.7M +354,483 +2%
State Street
2
State Street
Massachusetts
$686M -$12.6M -161,215 -2%
Bank of America
3
Bank of America
North Carolina
$594M -$35.4M -453,033 -5%
BIT
4
BlackRock Institutional Trust
California
$436M -$561K -7,177 -0.1%
BFA
5
BlackRock Fund Advisors
California
$292M +$8.95M +114,488 +3%
Northern Trust
6
Northern Trust
Illinois
$264M +$1.35M +17,288 +0.5%
Norges Bank
7
Norges Bank
Norway
$208M -$9.62M -123,000 -4%
JHIU
8
Janus Henderson Investors US
Colorado
$208M +$66.7M +853,101 +44%
PAMU
9
Pictet Asset Management (UK)
United Kingdom
$208M -$8.58M -109,739 -4%
Franklin Resources
10
Franklin Resources
California
$200M +$26K +332 +0%
BG
11
BlackRock Group
United Kingdom
$169M -$35.6M -455,727 -17%
Invesco
12
Invesco
Georgia
$166M -$9.91M -126,753 -5%
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$158M -$12.3M -157,152 -7%
Wells Fargo
14
Wells Fargo
California
$147M +$35.6M +455,011 +30%
Deutsche Bank
15
Deutsche Bank
Germany
$146M -$130M -1,662,381 -46%
Goldman Sachs
16
Goldman Sachs
New York
$135M +$27.9M +356,721 +25%
Bank of New York Mellon
17
Bank of New York Mellon
New York
$121M +$809K +10,352 +0.6%
Geode Capital Management
18
Geode Capital Management
Massachusetts
$120M +$4.79M +61,284 +4%
BC
19
Brookfield Corp
Ontario, Canada
$116M -$10.2M -130,817 -8%
Morgan Stanley
20
Morgan Stanley
New York
$103M -$1.61M -20,574 -1%
Legal & General Group
21
Legal & General Group
United Kingdom
$100M +$2.18M +27,864 +2%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$96.9M +$3.18M +40,702 +3%
Robeco Institutional Asset Management
23
Robeco Institutional Asset Management
Netherlands
$96.8M -$6.66M -85,132 -6%
Stifel Financial
24
Stifel Financial
Missouri
$96.4M -$5.98M -76,497 -6%
Jennison Associates
25
Jennison Associates
New York
$95M -$6.41M -82,027 -6%

AWK Hedge Fund Activity: Q3 2016 in Review

616 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in American Water Works (AWK) for Q3 2016, worth a combined $10.8B — down 15% from $12.7B a quarter earlier.

Buyers outnumbered sellers: 65 funds opened new AWK positions and 47 closed out — a net gain of 18 holders — while 210 added to existing stakes and 249 trimmed.

The largest buyer was Janus Henderson Investors US, adding an estimated $66.7M. The largest seller was Deutsche Bank, cutting an estimated $130M.

  • 616 institutional investors held American Water Works (AWK) as of Q3 2016, up from 602 in Q2 2016.
  • Funds reported $10.8B of American Water Works stock for Q3 2016, down 15% quarter-over-quarter.
  • 65 funds opened new American Water Works positions in Q3 2016 and 47 closed out, a net change of +18 holders.
  • The largest American Water Works buyer in Q3 2016 was Janus Henderson Investors US, an estimated $66.7M added.
  • The largest American Water Works seller in Q3 2016 was Deutsche Bank, an estimated $130M sold.

Based on aggregated 13F filings for Q3 2016.