Ladenburg Thalmann Financial Services’s First Trust Long/Short Equity ETF FTLS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$4.85M	Buy	113,516 +20,697	+22%	+$865K	0.03%	496
2019 Q3	$3.81M	Buy	92,819 +7,455	+9%	+$304K	0.03%	565
2019 Q2	$3.44M	Buy	85,364 +3,609	+4%	+$143K	0.02%	593
2019 Q1	$3.21M	Sell	81,755 -800	-1%	-$30.7K	0.02%	584
2018 Q4	$3.06M	Buy	82,555 +14,628	+22%	+$562K	0.03%	521
2018 Q3	$2.75M	Sell	67,927 -43,598	-39%	-$1.75M	0.02%	598
2018 Q2	$4.33M	Hold	111,525	–	–	0.04%	398
2018 Q1	$4.33M	Buy	111,525 +28,414	+34%	+$1.13M	0.04%	398
2017 Q4	$3.27M	Buy	83,111 +12,382	+18%	+$473K	0.03%	496
2017 Q3	$2.63M	Buy	70,729 +9,037	+15%	+$329K	0.03%	508
2017 Q2	$2.22M	Buy	61,692 +10,463	+20%	+$372K	0.03%	545
2017 Q1	$1.78M	Buy	51,229 +3,067	+6%	+$107K	0.02%	619
2016 Q4	$1.65M	Buy	48,162 +18,088	+60%	+$608K	0.02%	601
2016 Q3	$991K	Sell	30,074 -24,015	-44%	-$790K	0.01%	801
2016 Q2	$1.72M	Buy	54,089 +2,195	+4%	+$69.8K	0.03%	527
2016 Q1	$1.65M	Sell	51,894 -24,434	-32%	-$766K	0.03%	496
2015 Q4	$2.5M	Buy	76,328 +75,428	+8,381%	+$2.46M	0.05%	360
2015 Q3	$28K	Hold	900	–	–	﹤0.01%	2874
2015 Q2	$29K	Buy	+900	New	+$29.5K	﹤0.01%	2977