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First Trust Long/Short Equity ETF

34 hedge funds and large institutions have $60.1M invested in First Trust Long/Short Equity ETF in 2016 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 10 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 10

1.15% more ownership

Funds ownership: 51.57%52.73% (+1.2%)

2% more capital invested

Capital invested by funds: $58.8M → $60.1M (+$1.28M)

0% more funds holding

Funds holding: 3434 (0)

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
34
Holders Change
Holders Change %
0%
% of All Funds
0.91%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
6
Increased
13
Reduced
10
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.7M +$1.85M +56,246 +15%
AG
2
Advisor Group
Arizona
$7.04M +$5.26M +160,037 +303%
LPL Financial
3
LPL Financial
California
$6.5M +$1.36M +41,433 +27%
RJA
4
Raymond James & Associates
Florida
$5.91M +$541K +16,458 +10%
IA
5
IFP Advisors
Florida
$4.99M +$199K +6,044 +4%
IH
6
IFC Holdings
Florida
$3.36M +$248K +7,530 +8%
SAM
7
Stringer Asset Management
Tennessee
$2.81M -$68.4K -2,078 -2%
FHC
8
First Heartland Consultants
Missouri
$2.03M +$31.6K +962 +2%
Jane Street
9
Jane Street
New York
$1.58M -$597K -18,162 -28%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.56M -$1.35M -41,160 -47%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$1.31M +$83.8K +2,548 +7%
MFS
12
MSI Financial Services
Massachusetts
$1.17M -$1.49M -45,291 -56%
GWM
13
Geneos Wealth Management
Colorado
$1.16M -$4.93K -150 -0.4%
Citadel Advisors
14
Citadel Advisors
Florida
$1.07M +$1.07M +32,519 New
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$991K -$790K -24,015 -44%
YP
16
Yellowstone Partners
Idaho
$777K +$249K +7,558 +47%
PAS
17
Partnervest Advisory Services
California
$740K +$90.2K +2,742 +14%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$533K -$537K -16,323 -50%
CG
19
Colony Group
Massachusetts
$522K +$44.8K +1,363 +9%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$328K +$326K +9,918 New
UBS Group
21
UBS Group
Switzerland
$253K +$241K +7,335 +2,278%
FAAS
22
First Allied Advisory Services
California
$239K
CAN
23
Cetera Advisor Networks
California
$239K +$238K +7,232 New
JP Morgan Chase
24
JP Morgan Chase
New York
$127K
AP
25
Advisors Preferred
Maryland
$101K +$100K +3,040 New

FTLS Hedge Fund Activity: Q3 2016 in Review

34 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Long/Short Equity ETF (FTLS) for Q3 2016, worth a combined $60.1M — up 2.2% from $58.8M a quarter earlier.

Fund positioning in FTLS was balanced in Q3 2016: 6 funds opened new positions, 6 closed out, 13 added to existing stakes and 10 trimmed.

The largest buyer was Advisor Group, adding an estimated $5.26M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $2.93M sold.

  • 34 institutional investors held First Trust Long/Short Equity ETF (FTLS) as of Q3 2016, unchanged from Q2 2016.
  • Funds reported $60.1M of First Trust Long/Short Equity ETF stock for Q3 2016, up 2.2% quarter-over-quarter.
  • 6 funds opened new First Trust Long/Short Equity ETF positions in Q3 2016 and 6 closed out, a net change of 0 holders.
  • The largest First Trust Long/Short Equity ETF buyer in Q3 2016 was Advisor Group, an estimated $5.26M added.
  • The largest First Trust Long/Short Equity ETF seller in Q3 2016 was Susquehanna International Group, an estimated $2.93M sold.

Based on aggregated 13F filings for Q3 2016.