Advisor Group’s First Trust Long/Short Equity ETF FTLS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$536K	Buy	12,538 +1,155	+10%	+$48.3K	﹤0.01%	1615
2019 Q3	$467K	Buy	11,383 +758	+7%	+$30.9K	﹤0.01%	1668
2019 Q2	$429K	Buy	10,625 +518	+5%	+$20.5K	﹤0.01%	1720
2019 Q1	$396K	Buy	10,107 +2,841	+39%	+$109K	﹤0.01%	1758
2018 Q4	$270K	Buy	7,266 +1,026	+16%	+$39.4K	﹤0.01%	1870
2018 Q3	$253K	Buy	6,240 +689	+12%	+$27.6K	﹤0.01%	1985
2018 Q2	$216K	Sell	5,551 -225	-4%	-$8.8K	﹤0.01%	1919
2018 Q1	$225K	Sell	5,776 -593	-9%	-$23.7K	﹤0.01%	1882
2017 Q4	$250K	Buy	6,369 +1	+0%	+$38	﹤0.01%	1815
2017 Q3	$238K	Buy	6,368 +528	+9%	+$19.2K	﹤0.01%	1721
2017 Q2	$210K	Sell	5,840 -9,091	-61%	-$323K	﹤0.01%	1753
2017 Q1	$519K	Sell	14,931 -104,546	-88%	-$3.64M	0.01%	1051
2016 Q4	$4.12M	Sell	119,477 -93,464	-44%	-$3.14M	0.09%	235
2016 Q3	$7.04M	Buy	212,941 +160,037	+303%	+$5.26M	0.17%	130
2016 Q2	$1.68M	Buy	+52,904	New	+$1.68M	0.04%	434