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First Trust Long/Short Equity ETF

54 hedge funds and large institutions have $95.5M invested in First Trust Long/Short Equity ETF in 2018 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 16 increasing their positions, 13 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 5

23% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 13

17% more funds holding

Funds holding: 4654 (+8)

13% more capital invested

Capital invested by funds: $84.4M → $95.5M (+$11.1M)

2.03% more ownership

Funds ownership: 54.87%56.9% (+2%)

Holders
54
Holders Change
+8
Holders Change %
+17.39%
% of All Funds
1.23%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
16
Reduced
13
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$19.1M +$743K +18,525 +4%
Morgan Stanley
2
Morgan Stanley
New York
$18.1M +$2.5M +62,204 +16%
IA
3
IFP Advisors
Florida
$14.3M +$2.09M +52,224 +17%
LPL Financial
4
LPL Financial
California
$11.1M +$3.63M +90,607 +49%
FAIM
5
Financial Advocates Investment Management
Washington
$5.44M -$238K -5,938 -4%
HighTower Advisors
6
HighTower Advisors
Illinois
$4.91M -$170K -4,229 -3%
CG
7
Colony Group
Massachusetts
$3.02M -$15.1K -377 -0.5%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$2.75M -$1.75M -43,598 -39%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$1.92M +$1.9M +47,399 New
PAS
10
Partnervest Advisory Services
California
$1.87M -$35.3K -881 -2%
MML Investors Services
11
MML Investors Services
Massachusetts
$1.74M +$141K +3,510 +9%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$1.21M +$1.2M +29,959 New
WP
13
WealthPLAN Partners
Nebraska
$1.16M +$1.23M +30,578 New
GWM
14
Geneos Wealth Management
Colorado
$817K -$88.8K -2,214 -10%
NWM
15
Northwest Wealth Management
Iowa
$757K
FAAS
16
First Allied Advisory Services
California
$683K +$37.2K +928 +6%
WAP
17
Wealthcare Advisory Partners
Pennsylvania
$627K -$250K -6,222 -29%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$600K +$45.3K +1,129 +8%
FHC
19
First Heartland Consultants
Missouri
$436K +$7.02K +175 +2%
IFWM
20
Institute for Wealth Management
Colorado
$424K -$17.2K -429 -4%
CAN
21
Cetera Advisor Networks
California
$409K +$57.8K +1,442 +17%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$398K +$394K +9,823 New
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$330K +$17.6K +439 +6%
RJA
24
Raymond James & Associates
Florida
$325K +$15.2K +379 +5%
Stifel Financial
25
Stifel Financial
Missouri
$306K -$3.89K -97 -1%

FTLS Hedge Fund Activity: Q3 2018 in Review

54 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in First Trust Long/Short Equity ETF (FTLS) for Q3 2018, worth a combined $95.5M — up 13% from $84.4M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FTLS positions and 5 closed out — a net gain of 8 holders — while 16 added to existing stakes and 13 trimmed.

The largest buyer was LPL Financial, adding an estimated $3.63M. The largest seller was TMD & Associates, exiting entirely with an estimated $2.75M sold.

  • 54 institutional investors held First Trust Long/Short Equity ETF (FTLS) as of Q3 2018, up from 46 in Q2 2018.
  • Funds reported $95.5M of First Trust Long/Short Equity ETF stock for Q3 2018, up 13% quarter-over-quarter.
  • 13 funds opened new First Trust Long/Short Equity ETF positions in Q3 2018 and 5 closed out, a net change of +8 holders.
  • The largest First Trust Long/Short Equity ETF buyer in Q3 2018 was LPL Financial, an estimated $3.63M added.
  • The largest First Trust Long/Short Equity ETF seller in Q3 2018 was TMD & Associates, an estimated $2.75M sold.

Based on aggregated 13F filings for Q3 2018.