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First Trust Long/Short Equity ETF

142 hedge funds and large institutions have $535M invested in First Trust Long/Short Equity ETF in 2023 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 67 increasing their positions, 40 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 12

68% more repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 40

7% more capital invested

Capital invested by funds: $502M → $535M (+$33.1M)

6% more funds holding

Funds holding: 134142 (+8)

1.3% more ownership

Funds ownership: 71.2%72.5% (+1.3%)

14% less funds holding in top 10

Funds holding in top 10: 76 (-1)

Holders
142
Holders Change
+8
Holders Change %
+5.97%
% of All Funds
2.25%
Holding in Top 10
6
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-14.29%
% of All Funds
0.1%
New
21
Increased
67
Reduced
40
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$109M +$9.18M +171,795 +9%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$85.4M +$3.46M +64,663 +4%
LPL Financial
3
LPL Financial
California
$45.3M -$1.66M -31,006 -4%
Truist Financial
4
Truist Financial
North Carolina
$25.6M +$4.69M +87,779 +22%
FEG
5
Financial Enhancement Group
Indiana
$13.5M -$3.04M -56,852 -19%
CTC
6
Central Trust Company
Missouri
$13.1M +$304K +5,688 +2%
PAG
7
Private Advisor Group
New Jersey
$10.9M +$6.35M +118,858 +138%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$10.7M -$1.24M -23,121 -10%
WP
9
WealthPLAN Partners
Nebraska
$10.2M +$2.94M +55,036 +40%
HighTower Advisors
10
HighTower Advisors
Illinois
$9.53M -$1.01M -18,829 -10%
SFP
11
Sweet Financial Partners
Minnesota
$9.5M +$249K +4,652 +3%
WIM
12
WealthPlan Investment Management
Nebraska
$9.36M +$2.74M +51,291 +41%
FA
13
FDx Advisors
Illinois
$9.33M +$127K +2,370 +1%
CPG
14
Cornerstone Planning Group
New Jersey
$7.45M +$1.13M +21,122 +18%
CAPTRUST Financial Advisors
15
CAPTRUST Financial Advisors
North Carolina
$6.3M -$294K -5,492 -4%
IWM
16
IHT Wealth Management
Illinois
$5.92M -$3.19M -59,623 -35%
SWP
17
Stratos Wealth Partners
Ohio
$5.22M +$301K +5,637 +6%
MML Investors Services
18
MML Investors Services
Massachusetts
$5.09M +$847K +15,853 +20%
BC
19
Brio Consultants
California
$4.91M -$11.8K -220 -0.2%
CPCM
20
Cardinal Point Capital Management
Ontario, Canada
$4.73M +$334K +6,255 +8%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$4.54M +$286K +5,350 +7%
LC
22
LCNB Corp
Ohio
$4.38M +$1.71M +32,038 +64%
Stifel Financial
23
Stifel Financial
Missouri
$4.38M +$222K +4,151 +5%
LFASL
24
Lugano Financial Advisors SA (LFA)
Switzerland
$4.27M -$4.02M -75,142 -48%
FWA
25
FOCUS Wealth Advisors
Texas
$4.11M -$8.02K -150 -0.2%

FTLS Hedge Fund Activity: Q3 2023 in Review

142 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Long/Short Equity ETF (FTLS) for Q3 2023, worth a combined $535M — up 6.6% from $502M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new FTLS positions and 12 closed out — a net gain of 9 holders — while 67 added to existing stakes and 40 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $9.18M. The largest seller was Lugano Financial Advisors SA (LFA), cutting an estimated $4.02M.

  • 142 institutional investors held First Trust Long/Short Equity ETF (FTLS) as of Q3 2023, up from 134 in Q2 2023.
  • Funds reported $535M of First Trust Long/Short Equity ETF stock for Q3 2023, up 6.6% quarter-over-quarter.
  • 21 funds opened new First Trust Long/Short Equity ETF positions in Q3 2023 and 12 closed out, a net change of +9 holders.
  • The largest First Trust Long/Short Equity ETF buyer in Q3 2023 was Morgan Stanley, an estimated $9.18M added.
  • The largest First Trust Long/Short Equity ETF seller in Q3 2023 was Lugano Financial Advisors SA (LFA), an estimated $4.02M sold.

Based on aggregated 13F filings for Q3 2023.