Ladenburg Thalmann Financial Services’s Ares Capital ARCC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$4.92M	Buy	263,139 +21,930	+9%	+$407K	0.03%	490
2019 Q3	$4.49M	Sell	241,209 -46,283	-16%	-$858K	0.03%	499
2019 Q2	$5.15M	Buy	287,492 +4,143	+1%	+$73.3K	0.04%	442
2019 Q1	$4.86M	Sell	283,349 -224	-0.1%	-$3.75K	0.04%	449
2018 Q4	$4.43M	Buy	283,573 +43,366	+18%	+$717K	0.04%	407
2018 Q3	$4.13M	Sell	240,207 -1,328	-0.5%	-$22.8K	0.03%	450
2018 Q2	$3.83M	Hold	241,535	–	–	0.04%	440
2018 Q1	$3.83M	Buy	241,535 +18,407	+8%	+$292K	0.04%	440
2017 Q4	$3.51M	Buy	223,128 +3,186	+1%	+$51.7K	0.03%	468
2017 Q3	$3.61M	Buy	219,942 +5,846	+3%	+$94.6K	0.04%	405
2017 Q2	$3.51M	Sell	214,096 -4,610	-2%	-$77.7K	0.04%	388
2017 Q1	$3.8M	Buy	218,706 +17,681	+9%	+$305K	0.05%	344
2016 Q4	$3.31M	Buy	201,025 +26,370	+15%	+$415K	0.05%	360
2016 Q3	$2.71M	Buy	174,655 +14,874	+9%	+$228K	0.04%	400
2016 Q2	$2.27M	Buy	159,781 +16,365	+11%	+$243K	0.04%	424
2016 Q1	$2.13M	Buy	143,416 +1,214	+0.9%	+$16.7K	0.04%	413
2015 Q4	$2.02M	Buy	142,202 +10,005	+8%	+$152K	0.04%	410
2015 Q3	$1.91M	Sell	132,197 -8,037	-6%	-$126K	0.04%	395
2015 Q2	$2.31M	Sell	140,234 -32,122	-19%	-$536K	0.04%	388
2015 Q1	$2.96M	Buy	172,356 +27,011	+19%	+$451K	0.06%	324
2014 Q4	$2.27M	Buy	145,345 +7,844	+6%	+$125K	0.05%	325
2014 Q3	$2.22M	Sell	137,501 -19,468	-12%	-$329K	0.06%	261
2014 Q2	$2.8M	Sell	156,969 -971	-0.6%	-$16.7K	0.08%	216
2014 Q1	$2.78M	Buy	157,940 +8,194	+5%	+$146K	0.08%	189
2013 Q4	$2.66M	Sell	149,746 -7,079	-5%	-$125K	0.08%	197
2013 Q3	$2.71M	Buy	156,825 +6,911	+5%	+$121K	0.09%	177
2013 Q2	$2.58M	Buy	+149,914	New	+$2.62M	0.09%	177