Ladenburg Thalmann Financial Services’s Hartford Multifactor US Equity ETF ROUS Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio ROUS Stock Details ROUS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$5.91M	Sell	175,303 -3,962	-2%	-$130K	0.04%	435
2019 Q3	$5.78M	Buy	179,265 +20,278	+13%	+$643K	0.04%	418
2019 Q2	$5.07M	Buy	158,987 +6,206	+4%	+$194K	0.04%	450
2019 Q1	$4.72M	Sell	152,781 -4,250	-3%	-$129K	0.04%	454
2018 Q4	$4.37M	Buy	157,031 +21,600	+16%	+$656K	0.04%	413
2018 Q3	$4.47M	Buy	135,431 +133,554	+7,115%	+$4.38M	0.04%	429
2018 Q2	$58K	Hold	1,877	–	–	﹤0.01%	3163
2018 Q1	$58K	Sell	1,877 -1,313	-41%	-$41.9K	﹤0.01%	3163
2017 Q4	$100K	Sell	3,190 -15,246	-83%	-$458K	﹤0.01%	2724
2017 Q3	$530K	Sell	18,436 -2,017	-10%	-$56.3K	0.01%	1427
2017 Q2	$565K	Buy	20,453 +12,625	+161%	+$344K	0.01%	1311
2017 Q1	$210K	Buy	7,828 +4,818	+160%	+$129K	﹤0.01%	1875
2016 Q4	$78K	Hold	3,010	–	–	﹤0.01%	2504
2016 Q3	$74K	Sell	3,010 -782	-21%	-$19K	﹤0.01%	2474
2016 Q2	$89K	Sell	3,792 -191	-5%	-$4.47K	﹤0.01%	2237
2016 Q1	$94K	Sell	3,983 -2,144	-35%	-$47.7K	﹤0.01%	2113
2015 Q4	$146K	Buy	6,127 +261	+4%	+$6.26K	﹤0.01%	1803
2015 Q3	$134K	Sell	5,866 -634	-10%	-$15.1K	﹤0.01%	1778
2015 Q2	$159K	Buy	+6,500	New	+$162K	﹤0.01%	1775

Other funds holding ROUS

HFM

Hartford Funds Management Wayne, Pennsylvania $1.15B AUM 8.13% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

AAS

Avantax Advisory Services Dallas, Texas $18.2B AUM 15.06% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Paracle Advisors Mercer Island, Washington $551M AUM 50.34% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Ladenburg Thalmann Financial Services's ROUS Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Hartford Multifactor US Equity ETF (ROUS) stake by 2.2% in Q4 2019, selling an estimated $130K and leaving 175,303 shares worth $5.91M. The position accounts for 0.04% of the portfolio, ranked #435.

Ladenburg Thalmann Financial Services first reported a position in ROUS in Q2 2015 and has held it in 19 quarters since. 37 funds tracked by Wall St. Rank hold ROUS as of Q4 2019.

Ladenburg Thalmann Financial Services held 175,303 shares of Hartford Multifactor US Equity ETF worth $5.91M as of Q4 2019.
Ladenburg Thalmann Financial Services sold 3,962 Hartford Multifactor US Equity ETF shares in Q4 2019, an estimated $130K.
Hartford Multifactor US Equity ETF made up 0.04% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #435 holding.
Ladenburg Thalmann Financial Services first reported a position in Hartford Multifactor US Equity ETF in Q2 2015 and has held it in 19 quarters since.
37 funds tracked by Wall St. Rank held Hartford Multifactor US Equity ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.