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Hartford Multifactor US Equity ETF

31 hedge funds and large institutions have $194M invested in Hartford Multifactor US Equity ETF in 2019 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 2

24% more capital invested

Capital invested by funds: $156M → $194M (+$38M)

24% more funds holding

Funds holding: 2531 (+6)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

2.53% less ownership

Funds ownership: 83.16%80.63% (-2.5%)

11% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 9

Holders
31
Holders Change
+6
Holders Change %
+24%
% of All Funds
0.67%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
8
Increased
8
Reduced
9
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HFM
1
Hartford Funds Management
Pennsylvania
$74.4M +$3.77M +124,023 +5%
LS
2
Lattice Strategies
Pennsylvania
$25.6M -$224K -7,382 -0.9%
Morgan Stanley
3
Morgan Stanley
New York
$17.1M -$1.18M -38,853 -7%
Bank of America
4
Bank of America
North Carolina
$10.7M -$244K -8,034 -2%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$10.4M +$4.64M +152,727 +83%
PA
6
Paracle Advisors
Washington
$7.89M +$2.12M +69,923 +38%
UBS Group
7
UBS Group
Switzerland
$7.59M +$84.5K +2,782 +1%
LPL Financial
8
LPL Financial
California
$7.26M -$3.91M -128,726 -35%
AAS
9
Avantax Advisory Services
Texas
$5.54M +$5.44M +179,182 New
PAG
10
Private Advisor Group
New Jersey
$4.86M -$279K -9,173 -6%
Rockefeller Capital Management
11
Rockefeller Capital Management
New York
$4.81M +$4.72M +155,486 New
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$4.72M -$129K -4,250 -3%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$4.21M +$4.14M +136,247 New
Wells Fargo
14
Wells Fargo
California
$2.39M +$492K +16,206 +27%
AG
15
Advisor Group
Arizona
$1.77M +$713K +23,466 +69%
FAIM
16
Financial Advocates Investment Management
Washington
$1.25M +$167K +5,499 +16%
MIAN
17
Mariner Independent Advisor Network
Kansas
$1.09M -$760K -25,021 -42%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$581K +$571K +18,807 New
RJA
19
Raymond James & Associates
Florida
$461K
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$434K +$34.6K +1,140 +9%
Jane Street
21
Jane Street
New York
$401K +$394K +12,968 New
Citadel Advisors
22
Citadel Advisors
Florida
$259K +$254K +8,363 New
FPB
23
First PREMIER Bank
South Dakota
$257K +$253K +8,325 New
HighTower Advisors
24
HighTower Advisors
Illinois
$205K -$94.2K -3,103 -32%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$49K

ROUS Hedge Fund Activity: Q1 2019 in Review

31 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Hartford Multifactor US Equity ETF (ROUS) for Q1 2019, worth a combined $194M — up 24% from $156M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new ROUS positions and 2 closed out — a net gain of 6 holders — while 8 added to existing stakes and 9 trimmed.

The largest buyer was Avantax Advisory Services, opening a new position worth an estimated $5.44M. The largest seller was LPL Financial, cutting an estimated $3.91M.

  • 31 institutional investors held Hartford Multifactor US Equity ETF (ROUS) as of Q1 2019, up from 25 in Q4 2018.
  • Funds reported $194M of Hartford Multifactor US Equity ETF stock for Q1 2019, up 24% quarter-over-quarter.
  • 8 funds opened new Hartford Multifactor US Equity ETF positions in Q1 2019 and 2 closed out, a net change of +6 holders.
  • The largest Hartford Multifactor US Equity ETF buyer in Q1 2019 was Avantax Advisory Services, an estimated $5.44M added.
  • The largest Hartford Multifactor US Equity ETF seller in Q1 2019 was LPL Financial, an estimated $3.91M sold.

Based on aggregated 13F filings for Q1 2019.