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Hartford Multifactor US Equity ETF

37 hedge funds and large institutions have $193M invested in Hartford Multifactor US Equity ETF in 2020 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 8 increasing their positions, 17 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

700% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 1

23% more funds holding

Funds holding: 3037 (+7)

12% more capital invested

Capital invested by funds: $173M → $193M (+$20M)

3.43% more ownership

Funds ownership: 72.27%75.7% (+3.4%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

53% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 17

Holders
37
Holders Change
+7
Holders Change %
+23.33%
% of All Funds
0.65%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
8
Reduced
17
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HFM
1
Hartford Funds Management
Pennsylvania
$88.6M
AAS
2
Avantax Advisory Services
Texas
$18.8M -$1.3M -38,751 -7%
PA
3
Paracle Advisors
Washington
$16.5M +$2M +59,661 +15%
Osaic Holdings
4
Osaic Holdings
Arizona
$8.92M -$42.8K -1,277 -0.5%
Bank of America
5
Bank of America
North Carolina
$6.95M -$87.5K -2,611 -1%
LPL Financial
6
LPL Financial
California
$6.23M -$875K -26,098 -13%
Ameriprise
7
Ameriprise
Minnesota
$5.72M -$6.5M -193,822 -54%
Wellington Management Group
8
Wellington Management Group
Massachusetts
$5.7M -$691K -20,612 -11%
Morgan Stanley
9
Morgan Stanley
New York
$5.54M -$139K -4,137 -3%
CAAS
10
Capital Asset Advisory Services
Michigan
$4.25M +$28.4K +847 +0.7%
UBS Group
11
UBS Group
Switzerland
$4.11M -$327K -9,758 -8%
OBWG
12
Onyx Bridge Wealth Group
New York
$3.6M +$3.44M +102,483 New
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$3.46M +$815K +24,309 +33%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$2.1M -$506K -15,082 -20%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$1.78M -$171K -5,091 -9%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$1.77M -$141K -4,192 -8%
Wells Fargo
17
Wells Fargo
California
$1.5M -$146K -4,359 -9%
RPG
18
Resource Planning Group
Georgia
$1.36M -$18.8K -561 -1%
NFG
19
Next Financial Group
Texas
$1.27M +$327K +9,750 +37%
FPB
20
First PREMIER Bank
South Dakota
$920K -$15.3K -457 -2%
MIAN
21
Mariner Independent Advisor Network
Kansas
$709K +$677K +20,200 New
RJA
22
Raymond James & Associates
Florida
$698K -$29.3K -874 -4%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$484K +$66.5K +1,983 +17%
TCWA
24
Ten Capital Wealth Advisors
Washington
$339K -$63K -1,879 -16%
CA
25
Cetera Advisors
Colorado
$323K +$39.4K +1,175 +15%

ROUS Hedge Fund Activity: Q4 2020 in Review

37 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Hartford Multifactor US Equity ETF (ROUS) for Q4 2020, worth a combined $193M — up 12% from $173M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new ROUS positions and 1 closed out — a net gain of 7 holders — while 8 added to existing stakes and 17 trimmed.

The largest buyer was Paracle Advisors, adding an estimated $2M. The largest seller was Ameriprise, cutting an estimated $6.5M.

  • 37 institutional investors held Hartford Multifactor US Equity ETF (ROUS) as of Q4 2020, up from 30 in Q3 2020.
  • Funds reported $193M of Hartford Multifactor US Equity ETF stock for Q4 2020, up 12% quarter-over-quarter.
  • 8 funds opened new Hartford Multifactor US Equity ETF positions in Q4 2020 and 1 closed out, a net change of +7 holders.
  • The largest Hartford Multifactor US Equity ETF buyer in Q4 2020 was Paracle Advisors, an estimated $2M added.
  • The largest Hartford Multifactor US Equity ETF seller in Q4 2020 was Ameriprise, an estimated $6.5M sold.

Based on aggregated 13F filings for Q4 2020.