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Hartford Multifactor US Equity ETF

38 hedge funds and large institutions have $160M invested in Hartford Multifactor US Equity ETF in 2020 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 14 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 5

3% more funds holding

Funds holding: 3738 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

10.11% less ownership

Funds ownership: 71.94%61.84% (-10%)

21% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 14

34% less capital invested

Capital invested by funds: $242M → $160M (-$82.8M)

Holders
38
Holders Change
+1
Holders Change %
+2.7%
% of All Funds
0.84%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
11
Reduced
14
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HFM
1
Hartford Funds Management
Pennsylvania
$68.5M -$1.21M -38,358 -1%
AAS
2
Avantax Advisory Services
Texas
$12.9M +$827K +26,210 +6%
PA
3
Paracle Advisors
Washington
$9.87M +$605K +19,177 +5%
Osaic Holdings
4
Osaic Holdings
Arizona
$8.5M +$11.3M +356,762 New
Bank of America
5
Bank of America
North Carolina
$7.99M -$1.84M -58,247 -16%
LPL Financial
6
LPL Financial
California
$6.39M +$1.13M +35,834 +17%
Morgan Stanley
7
Morgan Stanley
New York
$6.16M -$6.51M -206,263 -47%
UBS Group
8
UBS Group
Switzerland
$5.89M -$4.72M -149,615 -40%
Ameriprise
9
Ameriprise
Minnesota
$5.71M +$4.55M +144,137 +192%
Wellington Management Group
10
Wellington Management Group
Massachusetts
$5.25M +$294K +9,300 +5%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$3.43M +$4.15M +131,602 New
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$3.03M -$455K -14,429 -11%
CAAS
13
Capital Asset Advisory Services
Michigan
$2.73M +$638K +20,224 +26%
CC
14
Claybrook Capital
Massachusetts
$2.61M
RJA
15
Raymond James & Associates
Florida
$2.28M +$2.22M +70,478 +416%
Wells Fargo
16
Wells Fargo
California
$1.57M -$807K -25,578 -30%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$1.4M +$1.08M +34,299 +177%
RPG
18
Resource Planning Group
Georgia
$1.2M -$721K -22,832 -33%
NFG
19
Next Financial Group
Texas
$816K +$92.7K +2,936 +10%
FPB
20
First PREMIER Bank
South Dakota
$694K
PAG
21
Private Advisor Group
New Jersey
$649K -$4.01M -127,089 -84%
FAIM
22
Financial Advocates Investment Management
Washington
$338K -$869K -27,535 -68%
MIAN
23
Mariner Independent Advisor Network
Kansas
$321K -$151K -4,769 -27%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$266K +$322K +10,209 New
CA
25
Cetera Advisors
Colorado
$239K +$290K +9,177 New

ROUS Hedge Fund Activity: Q1 2020 in Review

38 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Hartford Multifactor US Equity ETF (ROUS) for Q1 2020, worth a combined $160M — down 34% from $242M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new ROUS positions and 5 closed out — a net gain of 3 holders — while 11 added to existing stakes and 14 trimmed.

The largest buyer was Ameriprise, adding an estimated $4.55M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $33.6M sold.

  • 38 institutional investors held Hartford Multifactor US Equity ETF (ROUS) as of Q1 2020, up from 37 in Q4 2019.
  • Funds reported $160M of Hartford Multifactor US Equity ETF stock for Q1 2020, down 34% quarter-over-quarter.
  • 8 funds opened new Hartford Multifactor US Equity ETF positions in Q1 2020 and 5 closed out, a net change of +3 holders.
  • The largest Hartford Multifactor US Equity ETF buyer in Q1 2020 was Ameriprise, an estimated $4.55M added.
  • The largest Hartford Multifactor US Equity ETF seller in Q1 2020 was Raymond James Financial Services Advisors, an estimated $33.6M sold.

Based on aggregated 13F filings for Q1 2020.