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Hartford Multifactor US Equity ETF

30 hedge funds and large institutions have $173M invested in Hartford Multifactor US Equity ETF in 2020 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 15 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2.72% less ownership

Funds ownership: 74.99%72.27% (-2.7%)

12% less funds holding

Funds holding: 3430 (-4)

12% less capital invested

Capital invested by funds: $197M → $173M (-$24.2M)

43% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 7

67% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 15

Holders
30
Holders Change
-4
Holders Change %
-11.76%
% of All Funds
0.61%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
5
Reduced
15
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HFM
1
Hartford Funds Management
Pennsylvania
$75.8M
AAS
2
Avantax Advisory Services
Texas
$18.2M +$1.92M +60,856 +12%
PA
3
Paracle Advisors
Washington
$13M +$64.1K +2,037 +0.5%
Ameriprise
4
Ameriprise
Minnesota
$11.3M -$1.13M -35,860 -9%
Osaic Holdings
5
Osaic Holdings
Arizona
$8.11M -$238K -7,549 -3%
LPL Financial
6
LPL Financial
California
$6.46M -$124K -3,925 -2%
Bank of America
7
Bank of America
North Carolina
$6.37M -$196K -6,238 -3%
Wellington Management Group
8
Wellington Management Group
Massachusetts
$5.81M
Morgan Stanley
9
Morgan Stanley
New York
$5.14M -$101K -3,219 -2%
UBS Group
10
UBS Group
Switzerland
$4.03M -$1.5M -47,620 -27%
CAAS
11
Capital Asset Advisory Services
Michigan
$3.82M +$136K +4,305 +4%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$2.38M -$25M -795,540 -91%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$2.36M -$156K -4,941 -6%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$1.77M +$939K +29,831 +115%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.74M -$363K -11,527 -17%
Wells Fargo
16
Wells Fargo
California
$1.5M -$132K -4,193 -8%
RPG
17
Resource Planning Group
Georgia
$1.25M -$46.5K -1,476 -4%
FPB
18
First PREMIER Bank
South Dakota
$847K
NFG
19
Next Financial Group
Texas
$843K -$120K -3,822 -13%
RJA
20
Raymond James & Associates
Florida
$659K -$4.13M -131,237 -86%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$375K -$4.44K -141 -1%
TCWA
22
Ten Capital Wealth Advisors
Washington
$367K +$364K +11,551 New
CA
23
Cetera Advisors
Colorado
$255K -$29.6K -940 -10%
Rockefeller Capital Management
24
Rockefeller Capital Management
New York
$255K +$50.7K +1,610 +25%
WWM
25
Western Wealth Management
Colorado
$208K +$206K +6,548 New

ROUS Hedge Fund Activity: Q3 2020 in Review

30 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Hartford Multifactor US Equity ETF (ROUS) for Q3 2020, worth a combined $173M — down 12% from $197M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of ROUS and 4 opened new positions — a net loss of 3 holders — while 15 trimmed existing stakes and 5 added.

The largest buyer was Avantax Advisory Services, adding an estimated $1.92M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $25M.

  • 30 institutional investors held Hartford Multifactor US Equity ETF (ROUS) as of Q3 2020, down from 34 in Q2 2020.
  • Funds reported $173M of Hartford Multifactor US Equity ETF stock for Q3 2020, down 12% quarter-over-quarter.
  • 4 funds opened new Hartford Multifactor US Equity ETF positions in Q3 2020 and 7 closed out, a net change of -3 holders.
  • The largest Hartford Multifactor US Equity ETF buyer in Q3 2020 was Avantax Advisory Services, an estimated $1.92M added.
  • The largest Hartford Multifactor US Equity ETF seller in Q3 2020 was Raymond James Financial Services Advisors, an estimated $25M sold.

Based on aggregated 13F filings for Q3 2020.