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Hartford Multifactor US Equity ETF

35 hedge funds and large institutions have $197M invested in Hartford Multifactor US Equity ETF in 2019 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 8 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 2

88% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 8

13% more funds holding

Funds holding: 3135 (+4)

1% more capital invested

Capital invested by funds: $194M → $197M (+$2.91M)

9.83% less ownership

Funds ownership: 80.63%70.8% (-9.8%)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
35
Holders Change
+4
Holders Change %
+12.9%
% of All Funds
0.76%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
7
Increased
15
Reduced
8
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HFM
1
Hartford Funds Management
Pennsylvania
$84.2M +$7.86M +251,233 +10%
Morgan Stanley
2
Morgan Stanley
New York
$22.8M +$5.17M +165,218 +30%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$17.5M +$6.78M +216,918 +64%
AAS
4
Avantax Advisory Services
Texas
$12.5M +$6.77M +216,590 +121%
Bank of America
5
Bank of America
North Carolina
$11.3M +$420K +13,417 +4%
PA
6
Paracle Advisors
Washington
$10.4M +$2.31M +74,002 +29%
LPL Financial
7
LPL Financial
California
$5.61M -$1.8M -57,640 -25%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$5.49M +$1.16M +37,228 +27%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$5.07M +$194K +6,206 +4%
PAG
10
Private Advisor Group
New Jersey
$4.68M -$290K -9,286 -6%
UBS Group
11
UBS Group
Switzerland
$3.58M -$4.14M -132,375 -54%
Wells Fargo
12
Wells Fargo
California
$2.67M +$223K +7,142 +9%
RPG
13
Resource Planning Group
Georgia
$2.35M +$2.32M +74,250 New
AG
14
Advisor Group
Arizona
$1.76M -$51.6K -1,651 -3%
FAIM
15
Financial Advocates Investment Management
Washington
$1.3M +$11K +353 +0.9%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$1.04M +$437K +13,987 +74%
Citadel Advisors
17
Citadel Advisors
Florida
$833K +$561K +17,953 +215%
MIAN
18
Mariner Independent Advisor Network
Kansas
$760K -$348K -11,130 -32%
FPB
19
First PREMIER Bank
South Dakota
$645K +$376K +12,035 +145%
NFG
20
Next Financial Group
Texas
$644K +$636K +20,345 New
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$480K +$34.7K +1,110 +8%
RJA
22
Raymond James & Associates
Florida
$440K -$31.3K -1,000 -7%
Ameriprise
23
Ameriprise
Minnesota
$291K +$287K +9,178 New
RFC
24
Regions Financial Corp
Alabama
$268K +$264K +8,457 New
Rockefeller Capital Management
25
Rockefeller Capital Management
New York
$199K -$4.66M -149,188 -96%

ROUS Hedge Fund Activity: Q2 2019 in Review

35 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in Hartford Multifactor US Equity ETF (ROUS) for Q2 2019, worth a combined $197M — up 1.5% from $194M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new ROUS positions and 2 closed out — a net gain of 5 holders — while 15 added to existing stakes and 8 trimmed.

The largest buyer was Hartford Funds Management, adding an estimated $7.86M. The largest seller was Rockefeller Capital Management, cutting an estimated $4.66M.

  • 35 institutional investors held Hartford Multifactor US Equity ETF (ROUS) as of Q2 2019, up from 31 in Q1 2019.
  • Funds reported $197M of Hartford Multifactor US Equity ETF stock for Q2 2019, up 1.5% quarter-over-quarter.
  • 7 funds opened new Hartford Multifactor US Equity ETF positions in Q2 2019 and 2 closed out, a net change of +5 holders.
  • The largest Hartford Multifactor US Equity ETF buyer in Q2 2019 was Hartford Funds Management, an estimated $7.86M added.
  • The largest Hartford Multifactor US Equity ETF seller in Q2 2019 was Rockefeller Capital Management, an estimated $4.66M sold.

Based on aggregated 13F filings for Q2 2019.