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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTSL icon
401
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$6.54M 0.04%
137,264
-43,739
-24% -$2.08M
VGK icon
402
Vanguard FTSE Europe ETF
VGK
$30B
$6.51M 0.04%
124,581
-46,569
-27% -$2.6M
IJT icon
403
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$6.5M 0.04%
69,908
+2,236
+3% +$206K
OKE icon
404
Oneok
OKE
$58.7B
$6.46M 0.04%
88,106
-12,706
-13% -$908K
PSA icon
405
Public Storage
PSA
$60.2B
$6.46M 0.04%
30,738
-347
-1% -$77K
CCI icon
406
Crown Castle
CCI
$32.7B
$6.45M 0.04%
45,983
+538
+1% +$73.4K
GS icon
407
Goldman Sachs
GS
$313B
$6.45M 0.04%
28,970
+5,635
+24% +$1.22M
AFL icon
408
Aflac
AFL
$63.9B
$6.44M 0.04%
121,618
+19,849
+20% +$1.05M
LUMN icon
409
Lumen
LUMN
$6.53B
$6.41M 0.04%
484,566
+7,576
+2% +$102K
IMCB icon
410
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
$6.38M 0.04%
121,812
+36,548
+43% +$1.85M
STZ icon
411
Constellation Brands
STZ
$22.2B
$6.35M 0.04%
34,783
-9,641
-22% -$1.82M
AMAT icon
412
Applied Materials
AMAT
$426B
$6.34M 0.04%
107,599
+3,291
+3% +$185K
SLQD icon
413
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.36B
$6.34M 0.04%
124,150
+457
+0.4% +$23.3K
BR icon
414
Broadridge
BR
$17.2B
$6.32M 0.04%
51,272
-1,407
-3% -$172K
FUTY icon
415
Fidelity MSCI Utilities Index ETF
FUTY
$2.41B
$6.32M 0.04%
149,678
-62,310
-29% -$2.59M
SLYG icon
416
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.02B
$6.31M 0.04%
101,231
-4,070
-4% -$251K
DLN icon
417
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
$6.3M 0.04%
120,570
+4,198
+4% +$214K
DD icon
418
DuPont de Nemours
DD
$18.6B
$6.29M 0.04%
78,140
-6,995
-8% -$581K
MAIN icon
419
Main Street Capital
MAIN
$4.97B
$6.27M 0.04%
145,955
+5,513
+4% +$236K
SLV icon
420
iShares Silver Trust
SLV
$28.1B
$6.23M 0.04%
371,938
+2,441
+0.7% +$39.5K
CSX icon
421
CSX Corp
CSX
$98.6B
$6.22M 0.04%
262,101
+10,716
+4% +$253K
FBT icon
422
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$6.16M 0.04%
62,803
+17,710
+39% +$2.43M
MDYV icon
423
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$6.13M 0.04%
112,547
-2,803
-2% -$148K
PPA icon
424
Invesco Aerospace & Defense ETF
PPA
$8.27B
$6.12M 0.04%
89,505
+55,005
+159% +$3.74M
NVS icon
425
Novartis
NVS
$295B
$6.11M 0.04%
67,988
+6,523
+11% +$585K
15 16
17
18 19

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.