Ladenburg Thalmann Financial Services’s iShares Morningstar Mid-Cap ETF IMCB Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio IMCB Stock Details IMCB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$6.38M	Buy	121,812 +36,548	+43%	+$1.85M	0.04%	410
2019 Q3	$4.22M	Sell	85,264 -2,624	-3%	-$128K	0.03%	522
2019 Q2	$4.26M	Sell	87,888 -6,504	-7%	-$311K	0.03%	500
2019 Q1	$4.44M	Sell	94,392 -7,548	-7%	-$341K	0.03%	469
2018 Q4	$4.12M	Sell	101,940 -331,688	-76%	-$14.5M	0.04%	428
2018 Q3	$20.5M	Buy	433,628 +14,048	+3%	+$667K	0.17%	132
2018 Q2	$19M	Hold	419,580	–	–	0.18%	130
2018 Q1	$19M	Sell	419,580 -644	-0.2%	-$30K	0.18%	130
2017 Q4	$19.5M	Buy	420,224 +2,828	+0.7%	+$127K	0.19%	120
2017 Q3	$18.2M	Buy	417,396 +8,176	+2%	+$349K	0.2%	115
2017 Q2	$17.3M	Buy	409,220 +19,368	+5%	+$815K	0.2%	113
2017 Q1	$16.2M	Buy	389,852 +30,312	+8%	+$1.24M	0.21%	113
2016 Q4	$14.1M	Buy	359,540 +20,288	+6%	+$783K	0.2%	115
2016 Q3	$13.1M	Buy	339,252 +13,440	+4%	+$520K	0.2%	119
2016 Q2	$12.2M	Sell	325,812 -5,976	-2%	-$220K	0.19%	115
2016 Q1	$12M	Buy	331,788 +282,516	+573%	+$9.6M	0.21%	107
2015 Q4	$1.76M	Buy	49,272 +8,788	+22%	+$319K	0.03%	465
2015 Q3	$1.4M	Buy	40,484 +11,268	+39%	+$415K	0.03%	500
2015 Q2	$1.1M	Buy	29,216 +4,116	+16%	+$159K	0.02%	650
2015 Q1	$965K	Buy	25,100 +18,812	+299%	+$706K	0.02%	701
2014 Q4	$232K	Buy	6,288 +2,344	+59%	+$83.7K	0.01%	1326
2014 Q3	$137K	Hold	3,944	–	–	﹤0.01%	1421
2014 Q2	$139K	Hold	3,944	–	–	﹤0.01%	1403
2014 Q1	$133K	Buy	3,944 +4	+0.1%	+$131	﹤0.01%	1341
2013 Q4	$127K	Sell	3,940 -524	-12%	-$16.3K	﹤0.01%	1325
2013 Q3	$133K	Buy	4,464 +4	+0.1%	+$117	﹤0.01%	1223
2013 Q2	$124K	Buy	+4,460	New	+$125K	﹤0.01%	1200

Other funds holding IMCB

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

MTC

Matrix Trust Company Denver, Colorado $690M AUM 19.61% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Ladenburg Thalmann Financial Services's IMCB Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its iShares Morningstar Mid-Cap ETF (IMCB) stake by 43% in Q4 2019, buying an estimated $1.85M and bringing the position to 121,812 shares worth $6.38M. The position accounts for 0.04% of the portfolio, ranked #410.

Ladenburg Thalmann Financial Services first reported a position in IMCB in Q2 2013 and has held it in 27 quarters since. The position peaked at $20.5M in Q3 2018. 127 funds tracked by Wall St. Rank hold IMCB as of Q4 2019.

Ladenburg Thalmann Financial Services held 121,812 shares of iShares Morningstar Mid-Cap ETF worth $6.38M as of Q4 2019.
Ladenburg Thalmann Financial Services bought 36,548 iShares Morningstar Mid-Cap ETF shares in Q4 2019, an estimated $1.85M.
iShares Morningstar Mid-Cap ETF made up 0.04% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #410 holding.
Ladenburg Thalmann Financial Services first reported a position in iShares Morningstar Mid-Cap ETF in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's iShares Morningstar Mid-Cap ETF position peaked at $20.5M in Q3 2018.
127 funds tracked by Wall St. Rank held iShares Morningstar Mid-Cap ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.