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iShares Morningstar Mid-Cap ETF

36 hedge funds and large institutions have $78.6M invested in iShares Morningstar Mid-Cap ETF in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 10 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 10

6% less capital invested

Capital invested by funds: $83.4M → $78.6M (-$4.78M)

7.38% less ownership

Funds ownership: 112.62%105.24% (-7.4%)

8% less funds holding

Funds holding: 3936 (-3)

29% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 7

Holders
36
Holders Change
-3
Holders Change %
-7.69%
% of All Funds
1.04%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
12
Reduced
10
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$18.6M +$3.03M +85,680 +19%
U
2
UBS
Switzerland
$15.8M +$2.34M +66,324 +17%
Morgan Stanley
3
Morgan Stanley
New York
$12.1M -$419K -11,860 -3%
Bank of America
4
Bank of America
North Carolina
$8.33M +$3.12M +88,392 +59%
LPL Financial
5
LPL Financial
California
$6.06M -$918K -26,004 -13%
PCM
6
Parsons Capital Management
Rhode Island
$3.31M -$2.12K -60 -0.1%
Ameriprise
7
Ameriprise
Minnesota
$2.86M +$232K +6,580 +9%
NPC
8
National Planning Corporation
California
$1.94M +$156K +4,408 +9%
NFG
9
Next Financial Group
Texas
$1.53M +$1.55M +43,968 New
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.14M +$161K +4,572 +16%
Axa
11
Axa
France
$900K
MFS
12
MSI Financial Services
Massachusetts
$722K +$2.4K +68 +0.3%
SAM
13
Summit Asset Management
Tennessee
$716K
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$703K +$429K +12,148 +151%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$539K -$2.26M -63,892 -80%
CA
16
Cetera Advisors
Colorado
$486K -$35.7K -1,012 -7%
AIG
17
American International Group
New York
$472K -$310K -8,768 -39%
PI
18
Placemark Investments
Illinois
$421K -$931K -26,360 -69%
ALA
19
Atherton Lane Advisers
California
$361K +$44.5K +1,260 +14%
NES
20
New England Securities
New York
$299K -$52.4K -1,484 -15%
Goldman Sachs
21
Goldman Sachs
New York
$228K -$15.5K -440 -6%
SCA
22
Strategic Capital Alternatives
United States
$181K +$184K +5,216 New
BCI
23
Brinker Capital Investments
Pennsylvania
$145K
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$137K
WA
25
WFG Advisors
Texas
$136K -$2.83K -80 -2%

IMCB Hedge Fund Activity: Q3 2014 in Review

36 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in iShares Morningstar Mid-Cap ETF (IMCB) for Q3 2014, worth a combined $78.6M — down 5.7% from $83.4M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of IMCB and 5 opened new positions — a net loss of 2 holders — while 10 trimmed existing stakes and 12 added.

The largest buyer was Bank of America, adding an estimated $3.12M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $6.07M sold.

  • 36 institutional investors held iShares Morningstar Mid-Cap ETF (IMCB) as of Q3 2014, down from 39 in Q2 2014.
  • Funds reported $78.6M of iShares Morningstar Mid-Cap ETF stock for Q3 2014, down 5.7% quarter-over-quarter.
  • 5 funds opened new iShares Morningstar Mid-Cap ETF positions in Q3 2014 and 7 closed out, a net change of -2 holders.
  • The largest iShares Morningstar Mid-Cap ETF buyer in Q3 2014 was Bank of America, an estimated $3.12M added.
  • The largest iShares Morningstar Mid-Cap ETF seller in Q3 2014 was Susquehanna International Group, an estimated $6.07M sold.

Based on aggregated 13F filings for Q3 2014.