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iShares Morningstar Mid-Cap ETF

50 hedge funds and large institutions have $129M invested in iShares Morningstar Mid-Cap ETF in 2014 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 12 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 4

64% more capital invested

Capital invested by funds: $78.6M → $129M (+$50.1M)

50% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 8

39% more funds holding

Funds holding: 3650 (+14)

26.66% more ownership

Funds ownership: 105.24%131.9% (+27%)

Holders
50
Holders Change
+14
Holders Change %
+38.89%
% of All Funds
1.33%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
20
Increased
12
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$23.8M +$23.1M +645,868 New
Wells Fargo
2
Wells Fargo
California
$22.9M +$3.17M +88,768 +17%
RJA
3
Raymond James & Associates
Florida
$21.4M +$20.7M +579,632 New
Morgan Stanley
4
Morgan Stanley
New York
$14.2M +$1.37M +38,300 +11%
LPL Financial
5
LPL Financial
California
$6.81M +$282K +7,892 +4%
Bank of America
6
Bank of America
North Carolina
$5.4M -$3.32M -92,920 -39%
Ameriprise
7
Ameriprise
Minnesota
$3.79M +$734K +20,548 +25%
PCM
8
Parsons Capital Management
Rhode Island
$3.51M -$3.57K -100 -0.1%
PHS
9
Pekin Hardy Strauss
Illinois
$3.3M +$3.2M +89,512 New
WA
10
WESPAC Advisors
California
$3.3M +$3.2M +89,512 New
Citadel Advisors
11
Citadel Advisors
Florida
$3.08M +$2.98M +83,588 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$2.04M +$1.42M +39,772 +257%
NPC
13
National Planning Corporation
California
$1.95M -$77K -2,156 -4%
NFG
14
Next Financial Group
Texas
$1.68M +$54.3K +1,520 +3%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.51M +$290K +8,132 +25%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$1.21M +$1.17M +32,832 New
MFS
17
MSI Financial Services
Massachusetts
$1.05M +$273K +7,652 +37%
Axa
18
Axa
France
$953K
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$809K +$62.4K +1,748 +9%
SAM
20
Summit Asset Management
Tennessee
$759K
TH
21
Timber Hill
Connecticut
$521K +$505K +14,140 New
CA
22
Cetera Advisors
Colorado
$507K -$2.86K -80 -0.6%
FAAS
23
First Allied Advisory Services
California
$436K +$423K +11,856 New
SPC
24
Sigma Planning Corp
Michigan
$432K +$418K +11,712 New
PI
25
Placemark Investments
Illinois
$430K -$15.1K -424 -4%

IMCB Hedge Fund Activity: Q4 2014 in Review

50 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in iShares Morningstar Mid-Cap ETF (IMCB) for Q4 2014, worth a combined $129M — up 64% from $78.6M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new IMCB positions and 4 closed out — a net gain of 16 holders — while 12 added to existing stakes and 8 trimmed.

The largest buyer was Raymond James & Associates, opening a new position worth an estimated $20.7M. The largest seller was Bank of America, cutting an estimated $3.32M.

  • 50 institutional investors held iShares Morningstar Mid-Cap ETF (IMCB) as of Q4 2014, up from 36 in Q3 2014.
  • Funds reported $129M of iShares Morningstar Mid-Cap ETF stock for Q4 2014, up 64% quarter-over-quarter.
  • 20 funds opened new iShares Morningstar Mid-Cap ETF positions in Q4 2014 and 4 closed out, a net change of +16 holders.
  • The largest iShares Morningstar Mid-Cap ETF buyer in Q4 2014 was Raymond James & Associates, an estimated $20.7M added.
  • The largest iShares Morningstar Mid-Cap ETF seller in Q4 2014 was Bank of America, an estimated $3.32M sold.

Based on aggregated 13F filings for Q4 2014.