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iShares Morningstar Mid-Cap ETF

29 hedge funds and large institutions have $57M invested in iShares Morningstar Mid-Cap ETF in 2013 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 11 increasing their positions, 10 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

16% more capital invested

Capital invested by funds: $49.4M → $57M (+$7.67M)

10% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 10

4.9% more ownership

Funds ownership: 98.69%103.59% (+4.9%)

0% more funds holding

Funds holding: 2929 (0)

0% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 2

Holders
29
Holders Change
Holders Change %
0%
% of All Funds
0.94%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
11
Reduced
10
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$13.2M +$1.13M +38,776 +10%
U
2
UBS
Switzerland
$11M +$3.29M +112,320 +43%
Morgan Stanley
3
Morgan Stanley
New York
$8.23M +$1.25M +42,684 +18%
LPL Financial
4
LPL Financial
California
$7.34M -$351K -11,992 -5%
PCM
5
Parsons Capital Management
Rhode Island
$2.8M +$24.6K +840 +0.9%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$2.27M +$1.97M +67,344 +742%
Ameriprise
7
Ameriprise
Minnesota
$2.06M +$94.8K +3,240 +5%
TH
8
Timber Hill
Connecticut
$1.98M +$1.69M +57,628 +646%
Bank of America
9
Bank of America
North Carolina
$1.61M -$1.5M -51,120 -48%
NPC
10
National Planning Corporation
California
$1.28M +$62K +2,120 +5%
MFS
11
MSI Financial Services
Massachusetts
$816K -$75.5K -2,580 -9%
Axa
12
Axa
France
$768K
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$616K -$99.7K -3,408 -14%
SAM
14
Summit Asset Management
Tennessee
$599K
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$558K -$1.72M -58,684 -76%
PI
16
Placemark Investments
Illinois
$447K -$6.08K -208 -1%
Invesco
17
Invesco
Georgia
$368K
CA
18
Cetera Advisors
Colorado
$326K -$8.42K -288 -3%
MIM
19
Marco Investment Management
Georgia
$204K +$201K +6,888 New
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$133K +$117 +4 +0.1%
BCI
21
Brinker Capital Investments
Pennsylvania
$124K -$7.14K -244 -6%
WA
22
WFG Advisors
Texas
$115K +$351 +12 +0.3%
Citigroup
23
Citigroup
New York
$39K -$134K -4,572 -77%
AIG
24
American International Group
New York
$26K +$3.74K +128 +17%
Brown Advisory
25
Brown Advisory
Maryland
$12K

IMCB Hedge Fund Activity: Q3 2013 in Review

29 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares Morningstar Mid-Cap ETF (IMCB) for Q3 2013, worth a combined $57M — up 16% from $49.4M a quarter earlier.

Fund positioning in IMCB was balanced in Q3 2013: 2 funds opened new positions, 2 closed out, 11 added to existing stakes and 10 trimmed.

The largest buyer was UBS, adding an estimated $3.29M. The largest seller was Royal Bank of Canada, cutting an estimated $1.72M.

  • 29 institutional investors held iShares Morningstar Mid-Cap ETF (IMCB) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $57M of iShares Morningstar Mid-Cap ETF stock for Q3 2013, up 16% quarter-over-quarter.
  • 2 funds opened new iShares Morningstar Mid-Cap ETF positions in Q3 2013 and 2 closed out, a net change of 0 holders.
  • The largest iShares Morningstar Mid-Cap ETF buyer in Q3 2013 was UBS, an estimated $3.29M added.
  • The largest iShares Morningstar Mid-Cap ETF seller in Q3 2013 was Royal Bank of Canada, an estimated $1.72M sold.

Based on aggregated 13F filings for Q3 2013.