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iShares Morningstar Mid-Cap ETF

70 hedge funds and large institutions have $228M invested in iShares Morningstar Mid-Cap ETF in 2016 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 19 increasing their positions, 19 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 4

9% more funds holding

Funds holding: 6470 (+6)

1% more capital invested

Capital invested by funds: $226M → $228M (+$2.13M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 19

0.45% less ownership

Funds ownership: 171.33%170.88% (-0.45%)

Holders
70
Holders Change
+6
Holders Change %
+9.38%
% of All Funds
1.87%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
11
Increased
19
Reduced
19
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of New York Mellon
1
Bank of New York Mellon
New York
$42.5M -$7.43M -218,628 -16%
UBS Group
2
UBS Group
Switzerland
$26.7M -$787K -23,156 -3%
RJA
3
Raymond James & Associates
Florida
$21.4M -$312K -9,180 -2%
Wells Fargo
4
Wells Fargo
California
$20.6M -$2.72M -79,964 -12%
LPL Financial
5
LPL Financial
California
$17.6M +$160K +4,712 +1%
Morgan Stanley
6
Morgan Stanley
New York
$12.6M -$5.59M -164,620 -32%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$12M +$9.6M +282,516 +573%
Ameriprise
8
Ameriprise
Minnesota
$10.9M +$2.71M +79,776 +36%
Bank of America
9
Bank of America
North Carolina
$9.77M -$1.37M -40,292 -13%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$8.09M +$2.15M +63,436 +40%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$5.88M -$6.87M -202,304 -56%
GWM
12
Greenwich Wealth Management
Connecticut
$3.51M +$3.28M +96,696 New
PCM
13
Parsons Capital Management
Rhode Island
$3.37M +$4.76K +140 +0.2%
CWM
14
Cornerstone Wealth Management
Missouri
$3.17M +$3.55M +104,388 New
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$3.17M +$2.97M +87,288 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.73M +$652K +19,188 +34%
MFS
17
MSI Financial Services
Massachusetts
$2.33M +$3.94K +116 +0.2%
WA
18
WESPAC Advisors
California
$2.27M -$80.3K -2,364 -4%
NPC
19
National Planning Corporation
California
$2.18M -$228K -6,720 -10%
VFA
20
Voya Financial Advisors
Connecticut
$2.04M +$109K +3,200 +6%
SI
21
SII Investments
Wisconsin
$1.54M +$759K +22,356 +112%
ICOA
22
Investment Centers of America
North Dakota
$1.24M -$71.1K -2,092 -6%
CA
23
Cetera Advisors
Colorado
$1.21M +$1.13M +33,284 New
AIP
24
Ameritas Investment Partners
Nebraska
$972K +$299K +8,804 +49%
Axa
25
Axa
France
$939K

IMCB Hedge Fund Activity: Q1 2016 in Review

70 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in iShares Morningstar Mid-Cap ETF (IMCB) for Q1 2016, worth a combined $228M — up 0.94% from $226M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new IMCB positions and 4 closed out — a net gain of 7 holders — while 19 added to existing stakes and 19 trimmed.

The largest buyer was Ladenburg Thalmann Financial Services, adding an estimated $9.6M. The largest seller was Bank of New York Mellon, cutting an estimated $7.43M.

  • 70 institutional investors held iShares Morningstar Mid-Cap ETF (IMCB) as of Q1 2016, up from 64 in Q4 2015.
  • Funds reported $228M of iShares Morningstar Mid-Cap ETF stock for Q1 2016, up 0.94% quarter-over-quarter.
  • 11 funds opened new iShares Morningstar Mid-Cap ETF positions in Q1 2016 and 4 closed out, a net change of +7 holders.
  • The largest iShares Morningstar Mid-Cap ETF buyer in Q1 2016 was Ladenburg Thalmann Financial Services, an estimated $9.6M added.
  • The largest iShares Morningstar Mid-Cap ETF seller in Q1 2016 was Bank of New York Mellon, an estimated $7.43M sold.

Based on aggregated 13F filings for Q1 2016.