UBS’s iShares Morningstar Mid-Cap ETF IMCB Stock Holding History

UBS’s Portfolio IMCB Stock Details IMCB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$15.8M	Buy	455,484 +66,324	+17%	+$2.34M	0.01%	1109
2014 Q2	$13.7M	Buy	389,160 +44,600	+13%	+$1.51M	0.01%	1124
2014 Q1	$11.6M	Sell	344,560 -5,956	-2%	-$196K	0.01%	1148
2013 Q4	$11.3M	Sell	350,516 -21,552	-6%	-$669K	0.01%	1164
2013 Q3	$11M	Buy	372,068 +112,320	+43%	+$3.29M	0.01%	1057
2013 Q2	$7.22M	Buy	+259,748	New	+$7.31M	0.01%	1292

Other funds holding IMCB

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

PCM

Parsons Capital Management Providence, Rhode Island $2.21B AUM 28.12% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

NPC

National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return

NFG

Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Axa Paris, France $256M AUM 25.01% 1-Year Est. Return

UBS's IMCB Position: Q3 2014 in Review

UBS increased its iShares Morningstar Mid-Cap ETF (IMCB) stake by 17% in Q3 2014, buying an estimated $2.34M and bringing the position to 455,484 shares worth $15.8M. The position accounts for 0.01% of the portfolio, ranked #1109.

UBS first reported a position in IMCB in Q2 2013 and has held it in 6 quarters since. 36 funds tracked by Wall St. Rank hold IMCB as of Q3 2014.

UBS held 455,484 shares of iShares Morningstar Mid-Cap ETF worth $15.8M as of Q3 2014.
UBS bought 66,324 iShares Morningstar Mid-Cap ETF shares in Q3 2014, an estimated $2.34M.
iShares Morningstar Mid-Cap ETF made up 0.01% of UBS's portfolio in Q3 2014, its #1109 holding.
UBS first reported a position in iShares Morningstar Mid-Cap ETF in Q2 2013 and has held it in 6 quarters since.
36 funds tracked by Wall St. Rank held iShares Morningstar Mid-Cap ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.