Axa’s iShares Morningstar Mid-Cap ETF IMCB Stock Holding History

Axa’s Portfolio IMCB Stock Details IMCB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-18,664	Closed	-$923K	–	1249
2019 Q3	$923K	Hold	18,664	–	–	﹤0.01%	996
2019 Q2	$905K	Hold	18,664	–	–	﹤0.01%	992
2019 Q1	$877K	Hold	18,664	–	–	﹤0.01%	1009
2018 Q4	$754K	Hold	18,664	–	–	﹤0.01%	1015
2018 Q3	$884K	Hold	18,664	–	–	﹤0.01%	1058
2018 Q2	$857K	Hold	18,664	–	–	﹤0.01%	1040
2018 Q1	$846K	Hold	18,664	–	–	﹤0.01%	1041
2017 Q4	$866K	Hold	18,664	–	–	﹤0.01%	1044
2017 Q3	$816K	Hold	18,664	–	–	﹤0.01%	1003
2017 Q2	$788K	Sell	18,664 -7,200	-28%	-$303K	﹤0.01%	975
2017 Q1	$1.08M	Hold	25,864	–	–	﹤0.01%	917
2016 Q4	$1.02M	Hold	25,864	–	–	﹤0.01%	903
2016 Q3	$998K	Hold	25,864	–	–	﹤0.01%	900
2016 Q2	$965K	Hold	25,864	–	–	﹤0.01%	884
2016 Q1	$939K	Hold	25,864	–	–	﹤0.01%	882
2015 Q4	$925K	Hold	25,864	–	–	﹤0.01%	923
2015 Q3	$891K	Hold	25,864	–	–	﹤0.01%	929
2015 Q2	$976K	Hold	25,864	–	–	﹤0.01%	968
2015 Q1	$994K	Hold	25,864	–	–	﹤0.01%	951
2014 Q4	$953K	Hold	25,864	–	–	﹤0.01%	969
2014 Q3	$900K	Hold	25,864	–	–	﹤0.01%	938
2014 Q2	$912K	Hold	25,864	–	–	﹤0.01%	959
2014 Q1	$873K	Hold	25,864	–	–	﹤0.01%	950
2013 Q4	$836K	Hold	25,864	–	–	﹤0.01%	959
2013 Q3	$768K	Hold	25,864	–	–	﹤0.01%	921
2013 Q2	$719K	Buy	+25,864	New	+$728K	﹤0.01%	893

Other funds holding IMCB

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

MTC

Matrix Trust Company Denver, Colorado $690M AUM 19.61% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Axa's IMCB Position: Q4 2019 in Review

Axa sold out of iShares Morningstar Mid-Cap ETF (IMCB) in Q4 2019, closing a stake of 18,664 shares — an estimated $923K sold.

Axa first reported a position in IMCB in Q2 2013 and held it in 26 quarters. The position peaked at $1.08M in Q1 2017. 127 funds tracked by Wall St. Rank hold IMCB as of Q4 2019.

Axa reported no remaining iShares Morningstar Mid-Cap ETF position as of Q4 2019 after selling out during the quarter.
Axa sold 18,664 iShares Morningstar Mid-Cap ETF shares in Q4 2019, an estimated $923K.
Axa first reported a position in iShares Morningstar Mid-Cap ETF in Q2 2013 and held it in 26 quarters.
Axa's iShares Morningstar Mid-Cap ETF position peaked at $1.08M in Q1 2017.
127 funds tracked by Wall St. Rank held iShares Morningstar Mid-Cap ETF as of Q4 2019.

Based on Axa's 13F filing for Q4 2019, filed 18 Feb 2020.