Ladenburg Thalmann Financial Services’s State Street SPDR S&P 600 Small Cap Growth ETF SLYG Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio SLYG Stock Details SLYG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$6.31M	Sell	101,231 -4,070	-4%	-$251K	0.04%	416
2019 Q3	$6.28M	Sell	105,301 -4,667	-4%	-$282K	0.04%	398
2019 Q2	$6.7M	Sell	109,968 -21,720	-16%	-$1.31M	0.05%	371
2019 Q1	$7.86M	Sell	131,688 -5,768	-4%	-$341K	0.06%	309
2018 Q4	$7.42M	Sell	137,456 -545	-0.4%	-$32.5K	0.07%	263
2018 Q3	$9.31M	Buy	138,001 +125,187	+977%	+$8.42M	0.08%	221
2018 Q2	$2.98M	Sell	12,814 -38,442	-75%	-$2.36M	0.03%	536
2018 Q1	$2.98M	Buy	51,256 +19,804	+63%	+$1.15M	0.03%	536
2017 Q4	$1.79M	Buy	31,452 +7,256	+30%	+$419K	0.02%	747
2017 Q3	$1.38M	Buy	24,196 +4,304	+22%	+$233K	0.01%	807
2017 Q2	$1.08M	Buy	19,892 +4,064	+26%	+$217K	0.01%	899
2017 Q1	$841K	Sell	15,828 -1,220	-7%	-$64.2K	0.01%	987
2016 Q4	$887K	Buy	17,048 +908	+6%	+$44.5K	0.01%	908
2016 Q3	$772K	Buy	16,140 +13,068	+425%	+$613K	0.01%	937
2016 Q2	$137K	Sell	3,072 -964	-24%	-$42.1K	﹤0.01%	1927
2016 Q1	$175K	Sell	4,036 -19,108	-83%	-$773K	﹤0.01%	1695
2015 Q4	$999K	Buy	23,144 +108	+0.5%	+$4.94K	0.02%	689
2015 Q3	$1M	Buy	23,036 +1,204	+6%	+$55.9K	0.02%	635
2015 Q2	$1.04M	Buy	21,832 +18,684	+594%	+$884K	0.02%	682
2015 Q1	$148K	Hold	3,148	–	–	﹤0.01%	1796
2014 Q4	$140K	Buy	3,148 +972	+45%	+$42.7K	﹤0.01%	1671
2014 Q3	$93K	Hold	2,176	–	–	﹤0.01%	1646
2014 Q2	$99K	Hold	2,176	–	–	﹤0.01%	1612
2014 Q1	$97K	Buy	2,176 +156	+8%	+$6.89K	﹤0.01%	1520
2013 Q4	$90K	Hold	2,020	–	–	﹤0.01%	1528
2013 Q3	$82K	Buy	2,020 +1,320	+189%	+$51.8K	﹤0.01%	1502
2013 Q2	$26K	Buy	+700	New	+$25.1K	﹤0.01%	2179

Other funds holding SLYG

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Financial Engines Advisors Santa Clara, California $49.2B AUM 14.31% 1-Year Est. Return

Mariner Overland Park, Kansas $85.7B AUM 24.21% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

FWP

FAS Wealth Partners Leawood, Kansas $1.61B AUM 19.97% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

CDIA

Capital Directions Investment Advisors Atlanta, Georgia $268M AUM 20.15% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Ladenburg Thalmann Financial Services's SLYG Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its State Street SPDR S&P 600 Small Cap Growth ETF (SLYG) stake by 3.9% in Q4 2019, selling an estimated $251K and leaving 101,231 shares worth $6.31M. The position accounts for 0.04% of the portfolio, ranked #416.

Ladenburg Thalmann Financial Services first reported a position in SLYG in Q2 2013 and has held it in 27 quarters since. The position peaked at $9.31M in Q3 2018. 266 funds tracked by Wall St. Rank hold SLYG as of Q4 2019.

Ladenburg Thalmann Financial Services held 101,231 shares of State Street SPDR S&P 600 Small Cap Growth ETF worth $6.31M as of Q4 2019.
Ladenburg Thalmann Financial Services sold 4,070 State Street SPDR S&P 600 Small Cap Growth ETF shares in Q4 2019, an estimated $251K.
State Street SPDR S&P 600 Small Cap Growth ETF made up 0.04% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #416 holding.
Ladenburg Thalmann Financial Services first reported a position in State Street SPDR S&P 600 Small Cap Growth ETF in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's State Street SPDR S&P 600 Small Cap Growth ETF position peaked at $9.31M in Q3 2018.
266 funds tracked by Wall St. Rank held State Street SPDR S&P 600 Small Cap Growth ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.