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State Street SPDR S&P 600 Small Cap Growth ETF

91 hedge funds and large institutions have $229M invested in State Street SPDR S&P 600 Small Cap Growth ETF in 2016 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 40 increasing their positions, 24 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 24

33% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 9

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

1% more funds holding

Funds holding: 9091 (+1)

14% less capital invested

Capital invested by funds: $268M → $229M (-$38.8M)

41.14% less ownership

Funds ownership: 156.9%115.77% (-41%)

Holders
91
Holders Change
+1
Holders Change %
+1.11%
% of All Funds
2.43%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
12
Increased
40
Reduced
24
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$30M +$1.7M +36,320 +6%
CDIA
2
Capital Directions Investment Advisors
Georgia
$26.3M -$1.3M -27,692 -5%
LPL Financial
3
LPL Financial
California
$22M +$323K +6,896 +2%
AssetMark Inc
4
AssetMark Inc
California
$13.3M -$223K -4,752 -2%
FWP
5
FAS Wealth Partners
Kansas
$10M +$5.48M +116,932 +126%
Wells Fargo
6
Wells Fargo
California
$9.71M -$51.4K -1,096 -0.5%
HighTower Advisors
7
HighTower Advisors
Illinois
$9.64M +$606K +12,920 +7%
Morgan Stanley
8
Morgan Stanley
New York
$9.39M +$3.47M +74,104 +61%
HCM
9
Hengehold Capital Management
Ohio
$8.85M +$8.68M +185,152 New
UBS Group
10
UBS Group
Switzerland
$8.25M +$643K +13,724 +9%
KF
11
Krilogy Financial
Missouri
$8.19M +$1.41M +30,136 +21%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$7.38M +$5.41M +115,364 +296%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$6.56M +$1.25M +26,736 +24%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$4.58M -$15.4K -328 -0.3%
BWM
15
BerganKDV Wealth Management
Minnesota
$4.4M +$1.15M +24,592 +36%
Jane Street
16
Jane Street
New York
$4.28M +$3.45M +73,644 +461%
TPW
17
Tiller Private Wealth
Pennsylvania
$4.21M -$236K -5,036 -5%
VIA
18
Vantage Investment Advisors
Pennsylvania
$3.31M +$1.43M +30,576 +79%
Ameriprise
19
Ameriprise
Minnesota
$3.12M +$858K +18,312 +39%
TW
20
Transform Wealth
Colorado
$2.76M +$139K +2,968 +5%
TCM
21
Tradewinds Capital Management
Washington
$2.56M +$606K +12,920 +32%
11A
22
10-15 Associates
New York
$2.48M -$26.3K -560 -1%
BRWA
23
B. Riley Wealth Advisors
Florida
$2.43M -$277K -5,900 -10%
GIA
24
GHP Investment Advisors
Colorado
$2.37M +$275K +5,856 +13%
EWMCB
25
EisnerAmper Wealth Management Corporate Benefits
New Jersey
$1.75M +$15K +320 +0.9%