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State Street SPDR S&P 600 Small Cap Growth ETF

245 hedge funds and large institutions have $683M invested in State Street SPDR S&P 600 Small Cap Growth ETF in 2020 Q1 according to their latest regulatory filings, with 29 funds opening new positions, 88 increasing their positions, 95 reducing their positions, and 45 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.5% more ownership

Funds ownership: 49.11%51.61% (+2.5%)

7% less repeat investments, than reductions

Existing positions increased: 88 | Existing positions reduced: 95

8% less funds holding

Funds holding: 266245 (-21)

9% less funds holding in top 10

Funds holding in top 10: 1110 (-1)

29% less capital invested

Capital invested by funds: $958M → $683M (-$275M)

36% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 45

Holders
245
Holders Change
-21
Holders Change %
-7.89%
% of All Funds
5.4%
Holding in Top 10
10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-9.09%
% of All Funds
0.22%
New
29
Increased
88
Reduced
95
Closed
45
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$84.6M -$13.4M -226,749 -11%
Financial Engines Advisors
2
Financial Engines Advisors
California
$84.1M +$5.36M +90,819 +5%
Mariner
3
Mariner
Kansas
$26.1M -$3.99M -67,615 -11%
LPL Financial
4
LPL Financial
California
$20.5M -$1.9M -32,138 -7%
FWP
5
FAS Wealth Partners
Kansas
$20.4M -$1.68M -28,471 -6%
Stifel Financial
6
Stifel Financial
Missouri
$19.5M +$20.7M +350,047 +488%
Ameriprise
7
Ameriprise
Minnesota
$19M +$1.59M +26,950 +7%
SEIA
8
Signature Estate & Investment Advisors
California
$18.6M +$7M +118,592 +42%
AssetMark Inc
9
AssetMark Inc
California
$17.2M +$3.12M +52,802 +16%
NP
10
NorthRock Partners
Minnesota
$17M +$6.27M +106,220 +40%
CDIA
11
Capital Directions Investment Advisors
Georgia
$16.3M -$674K -11,419 -3%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$14.3M -$647K -10,962 -3%
TCM
13
Tradewinds Capital Management
Washington
$12.4M +$15.8M +267,551 New
KF
14
Krilogy Financial
Missouri
$11.3M +$2.29M +38,789 +19%
Wells Fargo
15
Wells Fargo
California
$10.9M -$866K -14,666 -6%
TC
16
TownSquare Capital
Utah
$10.2M +$913K +15,472 +8%
Morgan Stanley
17
Morgan Stanley
New York
$9.64M -$104K -1,763 -0.8%
FC
18
Financial Consulate
Maryland
$9.61M -$4.87M -82,484 -28%
WIA
19
World Investment Advisors
California
$8.84M +$1.04M +17,692 +10%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$8.72M +$11.1M +188,801 New
GIA
21
GHP Investment Advisors
Colorado
$7.84M +$150K +2,546 +2%
CWA
22
Clarus Wealth Advisors
Arizona
$7.55M +$3.32M +56,247 +46%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$7.35M -$7.17M -121,434 -43%
APP
24
Avantax Planning Partners
Iowa
$7.07M +$1.5M +25,432 +20%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$6.88M -$2.22M -37,582 -20%

SLYG Hedge Fund Activity: Q1 2020 in Review

245 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 600 Small Cap Growth ETF (SLYG) for Q1 2020, worth a combined $683M — down 29% from $958M a quarter earlier.

Sellers outnumbered buyers: 45 funds closed out of SLYG and 29 opened new positions — a net loss of 16 holders — while 95 trimmed existing stakes and 88 added.

The largest buyer was Stifel Financial, adding an estimated $20.7M. The largest seller was HighTower Advisors, cutting an estimated $21.5M.

  • 245 institutional investors held State Street SPDR S&P 600 Small Cap Growth ETF (SLYG) as of Q1 2020, down from 266 in Q4 2019.
  • Funds reported $683M of State Street SPDR S&P 600 Small Cap Growth ETF stock for Q1 2020, down 29% quarter-over-quarter.
  • 29 funds opened new State Street SPDR S&P 600 Small Cap Growth ETF positions in Q1 2020 and 45 closed out, a net change of -16 holders.
  • The largest State Street SPDR S&P 600 Small Cap Growth ETF buyer in Q1 2020 was Stifel Financial, an estimated $20.7M added.
  • The largest State Street SPDR S&P 600 Small Cap Growth ETF seller in Q1 2020 was HighTower Advisors, an estimated $21.5M sold.

Based on aggregated 13F filings for Q1 2020.