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State Street SPDR S&P 600 Small Cap Growth ETF

100 hedge funds and large institutions have $276M invested in State Street SPDR S&P 600 Small Cap Growth ETF in 2016 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 33 increasing their positions, 28 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

91% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 11

20% more capital invested

Capital invested by funds: $229M → $276M (+$46.6M)

18% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 28

10% more funds holding

Funds holding: 91100 (+9)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

13.8% less ownership

Funds ownership: 115.77%101.97% (-14%)

Holders
100
Holders Change
+9
Holders Change %
+9.89%
% of All Funds
2.5%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.13%
New
21
Increased
33
Reduced
28
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$41M +$7.9M +161,284 +26%
LPL Financial
2
LPL Financial
California
$26.8M +$2.35M +48,024 +10%
CDIA
3
Capital Directions Investment Advisors
Georgia
$25.9M -$2.58M -52,656 -10%
FWP
4
FAS Wealth Partners
Kansas
$20.7M +$9.19M +187,760 +89%
AssetMark Inc
5
AssetMark Inc
California
$14.4M -$88.5K -1,808 -0.6%
Wells Fargo
6
Wells Fargo
California
$13.5M +$2.75M +56,244 +28%
HighTower Advisors
7
HighTower Advisors
Illinois
$12.2M +$1.6M +32,584 +16%
Morgan Stanley
8
Morgan Stanley
New York
$11.3M +$990K +20,212 +10%
HCM
9
Hengehold Capital Management
Ohio
$9.53M -$94.2K -1,924 -1%
UBS Group
10
UBS Group
Switzerland
$8.83M -$146K -2,980 -2%
KF
11
Krilogy Financial
Missouri
$8.69M -$211K -4,300 -3%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$7.61M +$443K +9,052 +7%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$6.86M +$1.76M +35,952 +37%
Ameriprise
14
Ameriprise
Minnesota
$6.43M +$2.85M +58,300 +89%
VIA
15
Vantage Investment Advisors
Pennsylvania
$5.16M +$1.47M +29,940 +43%
BWM
16
BerganKDV Wealth Management
Minnesota
$5M +$205K +4,192 +5%
TPW
17
Tiller Private Wealth
Pennsylvania
$4.46M -$113K -2,308 -3%
TCM
18
Tradewinds Capital Management
Washington
$4.06M +$1.2M +24,544 +46%
GIA
19
GHP Investment Advisors
Colorado
$3.09M +$476K +9,732 +20%
TW
20
Transform Wealth
Colorado
$3.06M +$54.6K +1,116 +2%
Jane Street
21
Jane Street
New York
$2.1M -$2.41M -49,184 -55%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$1.94M +$183K +3,740 +11%
EWMCB
23
EisnerAmper Wealth Management Corporate Benefits
New Jersey
$1.87M -$45.4K -928 -3%
PFPT
24
Pinnacle Financial Partners (Tennessee)
Tennessee
$1.77M +$126K +2,568 +8%
CF
25
Corrigan Financial
Rhode Island
$1.64M -$8.81K -180 -0.6%

SLYG Hedge Fund Activity: Q4 2016 in Review

100 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 600 Small Cap Growth ETF (SLYG) for Q4 2016, worth a combined $276M — up 20% from $229M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new SLYG positions and 11 closed out — a net gain of 10 holders — while 33 added to existing stakes and 28 trimmed.

The largest buyer was FAS Wealth Partners, adding an estimated $9.19M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $7.38M sold.

  • 100 institutional investors held State Street SPDR S&P 600 Small Cap Growth ETF (SLYG) as of Q4 2016, up from 91 in Q3 2016.
  • Funds reported $276M of State Street SPDR S&P 600 Small Cap Growth ETF stock for Q4 2016, up 20% quarter-over-quarter.
  • 21 funds opened new State Street SPDR S&P 600 Small Cap Growth ETF positions in Q4 2016 and 11 closed out, a net change of +10 holders.
  • The largest State Street SPDR S&P 600 Small Cap Growth ETF buyer in Q4 2016 was FAS Wealth Partners, an estimated $9.19M added.
  • The largest State Street SPDR S&P 600 Small Cap Growth ETF seller in Q4 2016 was Susquehanna International Group, an estimated $7.38M sold.

Based on aggregated 13F filings for Q4 2016.