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State Street SPDR S&P 600 Small Cap Growth ETF

42 hedge funds and large institutions have $118M invested in State Street SPDR S&P 600 Small Cap Growth ETF in 2014 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 17 increasing their positions, 6 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

183% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 6

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

11% more funds holding

Funds holding: 3842 (+4)

2% more capital invested

Capital invested by funds: $115M → $118M (+$2.29M)

12.5% less ownership

Funds ownership: 132.07%119.58% (-12%)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
42
Holders Change
+4
Holders Change %
+10.53%
% of All Funds
1.21%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.06%
New
10
Increased
17
Reduced
6
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CDIA
1
Capital Directions Investment Advisors
Georgia
$35.3M -$1.39M -31,532 -4%
LPL Financial
2
LPL Financial
California
$14.9M -$771K -17,448 -5%
Morgan Stanley
3
Morgan Stanley
New York
$8.32M +$566K +12,812 +7%
AssetMark Inc
4
AssetMark Inc
California
$7.75M +$490K +11,100 +7%
Bank of America
5
Bank of America
North Carolina
$7.24M -$139K -3,152 -2%
HighTower Advisors
6
HighTower Advisors
Illinois
$6.7M +$300K +6,784 +5%
Jane Street
7
Jane Street
New York
$6.22M +$6.15M +139,204 New
U
8
UBS
Switzerland
$5.63M -$763K -17,268 -12%
Wells Fargo
9
Wells Fargo
California
$4.61M +$116K +2,636 +3%
TCM
10
Tradewinds Capital Management
Washington
$3.74M +$73.8K +1,672 +2%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$2.62M +$2.59M +58,580 New
CA
12
Cetera Advisors
Colorado
$2.44M +$133K +3,000 +6%
BRWA
13
B. Riley Wealth Advisors
Florida
$1.87M +$143K +3,240 +8%
CBB
14
Citizens Business Bank
California
$1.64M -$53.2K -1,204 -3%
AP
15
Advisors Preferred
Maryland
$1.4M +$1.38M +31,212 New
Comerica Bank
16
Comerica Bank
Texas
$1.14M +$148K +3,360 +15%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$972K +$85.9K +1,944 +10%
PFPT
18
Pinnacle Financial Partners (Tennessee)
Tennessee
$895K +$26.9K +608 +3%
NES
19
New England Securities
New York
$815K +$74.7K +1,692 +10%
BCM
20
Barometer Capital Management
Ontario, Canada
$536K +$530K +12,000 New
FIM
21
Freedom Investment Management
Connecticut
$494K -$13.6K -308 -3%
AIG
22
American International Group
New York
$494K +$402K +9,100 +466%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$407K +$290K +6,556 +257%
MFS
24
MSI Financial Services
Massachusetts
$393K +$58.5K +1,324 +18%
NEAM
25
New England Asset Management
Connecticut
$199K +$31.8K +720 +19%

SLYG Hedge Fund Activity: Q1 2014 in Review

42 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 600 Small Cap Growth ETF (SLYG) for Q1 2014, worth a combined $118M — up 2% from $115M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new SLYG positions and 5 closed out — a net gain of 5 holders — while 17 added to existing stakes and 6 trimmed.

The largest buyer was Jane Street, opening a new position worth an estimated $6.15M. The largest seller was Noven Financial Group, exiting entirely with an estimated $3.88M sold.

  • 42 institutional investors held State Street SPDR S&P 600 Small Cap Growth ETF (SLYG) as of Q1 2014, up from 38 in Q4 2013.
  • Funds reported $118M of State Street SPDR S&P 600 Small Cap Growth ETF stock for Q1 2014, up 2% quarter-over-quarter.
  • 10 funds opened new State Street SPDR S&P 600 Small Cap Growth ETF positions in Q1 2014 and 5 closed out, a net change of +5 holders.
  • The largest State Street SPDR S&P 600 Small Cap Growth ETF buyer in Q1 2014 was Jane Street, an estimated $6.15M added.
  • The largest State Street SPDR S&P 600 Small Cap Growth ETF seller in Q1 2014 was Noven Financial Group, an estimated $3.88M sold.

Based on aggregated 13F filings for Q1 2014.