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State Street SPDR S&P 600 Small Cap Growth ETF

234 hedge funds and large institutions have $983M invested in State Street SPDR S&P 600 Small Cap Growth ETF in 2019 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 93 increasing their positions, 88 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

24% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 17

6% more capital invested

Capital invested by funds: $925M → $983M (+$57.9M)

6% more repeat investments, than reductions

Existing positions increased: 93 | Existing positions reduced: 88

0% more funds holding

Funds holding: 233234 (+1)

3.2% less ownership

Funds ownership: 55.32%52.12% (-3.2%)

21% less funds holding in top 10

Funds holding in top 10: 1411 (-3)

Holders
234
Holders Change
+1
Holders Change %
+0.43%
% of All Funds
5.13%
Holding in Top 10
11
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-21.43%
% of All Funds
0.24%
New
21
Increased
93
Reduced
88
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$143M -$14.2M -234,871 -9%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$105M +$94.6M +1,568,234 +801%
Financial Engines Advisors
3
Financial Engines Advisors
California
$100M -$176M -2,919,796 -63%
Mariner
4
Mariner
Kansas
$35.5M +$680K +11,271 +2%
LPL Financial
5
LPL Financial
California
$28M -$212K -3,513 -0.7%
FWP
6
FAS Wealth Partners
Kansas
$27.7M +$771K +12,773 +3%
CDIA
7
Capital Directions Investment Advisors
Georgia
$22.4M -$161K -2,669 -0.7%
Ameriprise
8
Ameriprise
Minnesota
$22M +$741K +12,281 +3%
HighTower Advisors
9
HighTower Advisors
Illinois
$21.9M +$5.72M +94,849 +35%
FC
10
Financial Consulate
Maryland
$19.5M +$309K +5,120 +2%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$19.4M +$973K +16,121 +5%
APP
12
Avantax Planning Partners
Iowa
$19.2M -$22.7M -376,205 -54%
AssetMark Inc
13
AssetMark Inc
California
$18.4M -$6.44M -106,713 -26%
Wells Fargo
14
Wells Fargo
California
$16.5M -$458K -7,594 -3%
SEIA
15
Signature Estate & Investment Advisors
California
$16.2M +$1.12M +18,495 +7%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$15.2M +$644K +10,678 +4%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$15.1M +$14.3M +237,495 +1,554%
ACM
18
AlphaStar Capital Management
North Carolina
$13.3M -$1.05M -17,346 -7%
Morgan Stanley
19
Morgan Stanley
New York
$13.2M -$513K -8,499 -4%
KF
20
Krilogy Financial
Missouri
$12M +$604K +10,007 +5%
Citadel Advisors
21
Citadel Advisors
Florida
$11.9M +$11.4M +188,241 +1,631%
TC
22
TownSquare Capital
Utah
$11.6M +$401K +6,649 +4%
CWA
23
Clarus Wealth Advisors
Arizona
$9.23M -$73.6K -1,220 -0.8%
GIA
24
GHP Investment Advisors
Colorado
$9M +$473K +7,836 +5%
TPW
25
Tiller Private Wealth
Pennsylvania
$8.41M +$307K +5,093 +4%

SLYG Hedge Fund Activity: Q3 2019 in Review

234 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 600 Small Cap Growth ETF (SLYG) for Q3 2019, worth a combined $983M — up 6.3% from $925M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new SLYG positions and 17 closed out — a net gain of 4 holders — while 93 added to existing stakes and 88 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $94.6M. The largest seller was Financial Engines Advisors, cutting an estimated $176M.

  • 234 institutional investors held State Street SPDR S&P 600 Small Cap Growth ETF (SLYG) as of Q3 2019, up from 233 in Q2 2019.
  • Funds reported $983M of State Street SPDR S&P 600 Small Cap Growth ETF stock for Q3 2019, up 6.3% quarter-over-quarter.
  • 21 funds opened new State Street SPDR S&P 600 Small Cap Growth ETF positions in Q3 2019 and 17 closed out, a net change of +4 holders.
  • The largest State Street SPDR S&P 600 Small Cap Growth ETF buyer in Q3 2019 was Envestnet Asset Management, an estimated $94.6M added.
  • The largest State Street SPDR S&P 600 Small Cap Growth ETF seller in Q3 2019 was Financial Engines Advisors, an estimated $176M sold.

Based on aggregated 13F filings for Q3 2019.