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State Street SPDR S&P 600 Small Cap Growth ETF

241 hedge funds and large institutions have $719M invested in State Street SPDR S&P 600 Small Cap Growth ETF in 2018 Q4 according to their latest regulatory filings, with 67 funds opening new positions, 89 increasing their positions, 56 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

109% more first-time investments, than exits

New positions opened: 67 | Existing positions closed: 32

59% more repeat investments, than reductions

Existing positions increased: 89 | Existing positions reduced: 56

15% more funds holding

Funds holding: 210241 (+31)

6.62% less ownership

Funds ownership: 49.35%42.74% (-6.6%)

33% less funds holding in top 10

Funds holding in top 10: 2114 (-7)

39% less capital invested

Capital invested by funds: $1.17B → $719M (-$450M)

Holders
241
Holders Change
+31
Holders Change %
+14.76%
% of All Funds
5.37%
Holding in Top 10
14
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-33.33%
% of All Funds
0.31%
New
67
Increased
89
Reduced
56
Closed
32
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Financial Engines Advisors
1
Financial Engines Advisors
California
$81.5M +$4.63M +77,723 +5%
Bank of America
2
Bank of America
North Carolina
$39.2M -$58M -974,393 -57%
AssetMark Inc
3
AssetMark Inc
California
$31.2M +$11.3M +190,499 +49%
LPL Financial
4
LPL Financial
California
$30.6M +$1.02M +17,119 +3%
Mariner
5
Mariner
Kansas
$29.7M +$22.5M +378,318 +219%
APP
6
Avantax Planning Partners
Iowa
$28.9M -$964K -16,180 -3%
FWP
7
FAS Wealth Partners
Kansas
$23.7M -$134K -2,251 -0.5%
CDIA
8
Capital Directions Investment Advisors
Georgia
$20.6M +$10.9K +183 +0%
Ameriprise
9
Ameriprise
Minnesota
$17.2M +$2.2M +36,937 +13%
BFG
10
Barber Financial Group
Kansas
$16.9M -$1.18M -19,848 -6%
Wells Fargo
11
Wells Fargo
California
$16.5M -$4M -67,095 -18%
TCM
12
Tradewinds Capital Management
Washington
$15.4M +$5.02M +84,235 +42%
PFG
13
Piershale Financial Group
Illinois
$14.7M +$16.2M +272,260 New
HighTower Advisors
14
HighTower Advisors
Illinois
$14.6M -$335K -5,627 -2%
I
15
INVST
Indiana
$14.5M +$283K +4,750 +2%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$12.8M -$4.09M -68,638 -22%
Morgan Stanley
17
Morgan Stanley
New York
$12.4M +$3.81M +63,963 +38%
SEIA
18
Signature Estate & Investment Advisors
California
$11.9M +$699K +11,736 +6%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$11.5M -$3.5M -58,714 -22%
KF
20
Krilogy Financial
Missouri
$10.4M +$1.12M +18,880 +11%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$9.97M -$423K -7,101 -4%
UBS Group
22
UBS Group
Switzerland
$8.55M -$4.29M -71,946 -31%
TC
23
TownSquare Capital
Utah
$7.91M +$7.93M +133,159 New
HCM
24
Hengehold Capital Management
Ohio
$7.67M +$391K +6,570 +5%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$7.42M -$32.5K -545 -0.4%

SLYG Hedge Fund Activity: Q4 2018 in Review

241 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 600 Small Cap Growth ETF (SLYG) for Q4 2018, worth a combined $719M — down 39% from $1.17B a quarter earlier.

Buyers outnumbered sellers: 67 funds opened new SLYG positions and 32 closed out — a net gain of 35 holders — while 89 added to existing stakes and 56 trimmed.

The largest buyer was Mariner, adding an estimated $22.5M. The largest seller was Horizon Investments, exiting entirely with an estimated $147M sold.

  • 241 institutional investors held State Street SPDR S&P 600 Small Cap Growth ETF (SLYG) as of Q4 2018, up from 210 in Q3 2018.
  • Funds reported $719M of State Street SPDR S&P 600 Small Cap Growth ETF stock for Q4 2018, down 39% quarter-over-quarter.
  • 67 funds opened new State Street SPDR S&P 600 Small Cap Growth ETF positions in Q4 2018 and 32 closed out, a net change of +35 holders.
  • The largest State Street SPDR S&P 600 Small Cap Growth ETF buyer in Q4 2018 was Mariner, an estimated $22.5M added.
  • The largest State Street SPDR S&P 600 Small Cap Growth ETF seller in Q4 2018 was Horizon Investments, an estimated $147M sold.

Based on aggregated 13F filings for Q4 2018.