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SPDR S&P 600 Small Cap Growth ETF

38 hedge funds and large institutions have $115M invested in SPDR S&P 600 Small Cap Growth ETF in 2013 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 15 increasing their positions, 10 reducing their positions, and 4 closing their positions.

Holders
38
Holders Change
+2
Holders Change %
+5.56%
% of All Funds
1.1%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.09%
New
6
Increased
15
Reduced
10
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
CDIA
1
Capital Directions Investment Advisors
Georgia
$36.8M 205,585 -886 -0.4%
LPL Financial
2
LPL Financial
California
$15.7M 87,528 -1,576 -2%
Morgan Stanley
3
Morgan Stanley
New York
$7.76M 43,357 +3,749 +9%
Bank of America
4
Bank of America
North Carolina
$7.39M 41,294 +6,488 +19%
AssetMark Inc
5
AssetMark Inc
California
$7.27M 40,595 -7,429 -15%
HighTower Advisors
6
HighTower Advisors
Illinois
$6.41M 35,802 +6,524 +22%
U
7
UBS
Switzerland
$6.4M 35,785 +4,861 +16%
Wells Fargo
8
Wells Fargo
California
$4.5M 25,122 +1,039 +4%
NFG
9
Noven Financial Group
Colorado
$3.88M 21,663 +21,663 New
TCM
10
Tradewinds Capital Management
Washington
$3.67M 20,528 +20,528 New
SG Americas Securities
11
SG Americas Securities
New York
$3.47M 19,399 +6,329 +48%
CA
12
Cetera Advisors
Colorado
$2.31M 12,892 +776 +6%
BRWA
13
B. Riley Wealth Advisors
Florida
$1.73M 9,650
CBB
14
Citizens Business Bank
California
$1.7M 9,477 -395 -4%
Comerica Bank
15
Comerica Bank
Texas
$988K 5,521 -304 -5%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$886K 4,949 +1,387 +39%
PFP
17
Pinnacle Financial Partners
Tennessee
$869K 4,855 -776 -14%
NES
18
New England Securities
New York
$741K 4,138 +1,051 +34%
EWA
19
EP Wealth Advisors
California
$673K 3,759 -934 -20%
FIM
20
Freedom Investment Management
Connecticut
$508K 2,839 +53 +2%
MFS
21
MSI Financial Services
Massachusetts
$334K 1,868 +296 +19%
ICM
22
IMS Capital Management
Oregon
$253K 1,415 +30 +2%
SC
23
SouthState Corp
Florida
$211K 1,179 -150 -11%
NEAM
24
New England Asset Management
Connecticut
$167K 935 +185 +25%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$114K 637 -308 -33%