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State Street SPDR S&P 600 Small Cap Growth ETF

45 hedge funds and large institutions have $117M invested in State Street SPDR S&P 600 Small Cap Growth ETF in 2014 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

7% more funds holding

Funds holding: 4245 (+3)

9% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 11

0.39% more ownership

Funds ownership: 119.58%119.96% (+0.39%)

0% less capital invested

Capital invested by funds: $118M → $117M (-$166K)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
45
Holders Change
+3
Holders Change %
+7.14%
% of All Funds
1.29%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
8
Increased
12
Reduced
11
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CDIA
1
Capital Directions Investment Advisors
Georgia
$36.8M +$943K +21,612 +3%
LPL Financial
2
LPL Financial
California
$14.2M -$838K -19,216 -6%
Bank of America
3
Bank of America
North Carolina
$10M +$2.59M +59,416 +37%
Morgan Stanley
4
Morgan Stanley
New York
$9.34M +$873K +20,012 +11%
HighTower Advisors
5
HighTower Advisors
Illinois
$6.97M +$166K +3,812 +3%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$5.82M +$5.21M +119,364 +1,311%
AssetMark Inc
7
AssetMark Inc
California
$5.39M -$2.38M -54,528 -31%
U
8
UBS
Switzerland
$5.17M -$507K -11,620 -9%
Wells Fargo
9
Wells Fargo
California
$4.42M -$239K -5,484 -5%
CMP
10
Courage Miller Partners
Virginia
$2.77M +$2.67M +61,172 New
CA
11
Cetera Advisors
Colorado
$2.41M -$52.7K -1,208 -2%
BRWA
12
B. Riley Wealth Advisors
Florida
$2.12M +$2.26M +51,840 +124%
CBB
13
Citizens Business Bank
California
$1.48M -$178K -4,080 -11%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.26M +$267K +6,120 +28%
Comerica Bank
15
Comerica Bank
Texas
$1.15M
PFPT
16
Pinnacle Financial Partners (Tennessee)
Tennessee
$934K +$26.3K +604 +3%
NES
17
New England Securities
New York
$882K +$53.9K +1,236 +7%
ALA
18
Atherton Lane Advisers
California
$828K +$797K +18,280 New
TCM
19
Tradewinds Capital Management
Washington
$717K -$2.96M -67,952 -81%
Jane Street
20
Jane Street
New York
$685K -$5.41M -124,072 -89%
AIG
21
American International Group
New York
$589K +$85.7K +1,964 +18%
VKH
22
Virtu KCG Holdings
New York
$586K +$563K +12,904 New
FIM
23
Freedom Investment Management
Connecticut
$452K -$46.8K -1,072 -10%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$447K -$2.13M -48,736 -83%
SG Americas Securities
25
SG Americas Securities
New York
$366K +$353K +8,092 New

SLYG Hedge Fund Activity: Q2 2014 in Review

45 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 600 Small Cap Growth ETF (SLYG) for Q2 2014, worth a combined $117M — down 0.14% from $118M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new SLYG positions and 4 closed out — a net gain of 4 holders — while 12 added to existing stakes and 11 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $5.21M. The largest seller was Jane Street, cutting an estimated $5.41M.

  • 45 institutional investors held State Street SPDR S&P 600 Small Cap Growth ETF (SLYG) as of Q2 2014, up from 42 in Q1 2014.
  • Funds reported $117M of State Street SPDR S&P 600 Small Cap Growth ETF stock for Q2 2014, down 0.14% quarter-over-quarter.
  • 8 funds opened new State Street SPDR S&P 600 Small Cap Growth ETF positions in Q2 2014 and 4 closed out, a net change of +4 holders.
  • The largest State Street SPDR S&P 600 Small Cap Growth ETF buyer in Q2 2014 was Royal Bank of Canada, an estimated $5.21M added.
  • The largest State Street SPDR S&P 600 Small Cap Growth ETF seller in Q2 2014 was Jane Street, an estimated $5.41M sold.

Based on aggregated 13F filings for Q2 2014.