UBS’s State Street SPDR S&P 600 Small Cap Growth ETF SLYG Stock Holding History

UBS’s Portfolio SLYG Stock Details SLYG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$4.81M	Sell	113,000 -1,252	-1%	-$55K	﹤0.01%	2076
2014 Q2	$5.17M	Sell	114,252 -11,620	-9%	-$507K	﹤0.01%	1935
2014 Q1	$5.63M	Sell	125,872 -17,268	-12%	-$763K	0.01%	1755
2013 Q4	$6.4M	Buy	143,140 +19,444	+16%	+$832K	0.01%	1636
2013 Q3	$5.03M	Buy	123,696 +12,612	+11%	+$495K	0.01%	1698
2013 Q2	$4.05M	Buy	+111,084	New	+$3.98M	﹤0.01%	1832

Other funds holding SLYG

CDIA

Capital Directions Investment Advisors Atlanta, Georgia $268M AUM 20.15% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return

UBS's SLYG Position: Q3 2014 in Review

UBS reduced its State Street SPDR S&P 600 Small Cap Growth ETF (SLYG) stake by 1.1% in Q3 2014, selling an estimated $55K and leaving 113,000 shares worth $4.81M. The position accounts for ﹤0.01% of the portfolio, ranked #2076.

UBS first reported a position in SLYG in Q2 2013 and has held it in 6 quarters since. The position peaked at $6.4M in Q4 2013. 50 funds tracked by Wall St. Rank hold SLYG as of Q3 2014.

UBS held 113,000 shares of State Street SPDR S&P 600 Small Cap Growth ETF worth $4.81M as of Q3 2014.
UBS sold 1,252 State Street SPDR S&P 600 Small Cap Growth ETF shares in Q3 2014, an estimated $55K.
State Street SPDR S&P 600 Small Cap Growth ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2076 holding.
UBS first reported a position in State Street SPDR S&P 600 Small Cap Growth ETF in Q2 2013 and has held it in 6 quarters since.
UBS's State Street SPDR S&P 600 Small Cap Growth ETF position peaked at $6.4M in Q4 2013.
50 funds tracked by Wall St. Rank held State Street SPDR S&P 600 Small Cap Growth ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.