UBS’s State Street SPDR S&P 600 Small Cap Growth ETF SLYG Stock Holding History

UBS’s Portfolio SLYG Stock Details SLYG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$4.81M	Sell	113,000 -1,252	-1%	-$55K	﹤0.01%	2076
2014 Q2	$5.17M	Sell	114,252 -11,620	-9%	-$507K	﹤0.01%	1935
2014 Q1	$5.63M	Sell	125,872 -17,268	-12%	-$763K	0.01%	1755
2013 Q4	$6.4M	Buy	143,140 +19,444	+16%	+$832K	0.01%	1636
2013 Q3	$5.03M	Buy	123,696 +12,612	+11%	+$495K	0.01%	1698
2013 Q2	$4.05M	Buy	+111,084	New	+$3.98M	﹤0.01%	1832

Other funds holding SLYG

Capital Directions Investment Advisors Atlanta, Georgia $268M AUM 20.15% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Susquehanna International Group

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

HighTower Advisors

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return