B. Riley Wealth Advisors’s State Street SPDR S&P 600 Small Cap Growth ETF SLYG Stock Holding History

B. Riley Wealth Advisors’s Portfolio SLYG Stock Details SLYG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-50,848	Closed	-$2.43M	–	631
2016 Q3	$2.43M	Sell	50,848 -5,900	-10%	-$277K	0.48%	45
2016 Q2	$2.29M	Buy	56,748 +520	+0.9%	+$22.7K	0.46%	48
2016 Q1	$2.2M	Buy	56,228 +388	+0.7%	+$15.7K	0.51%	45
2015 Q4	$2.41M	Buy	55,840 +2,984	+6%	+$136K	0.49%	45
2015 Q3	$2.3M	Buy	52,856 +524	+1%	+$24.3K	0.55%	32
2015 Q2	$2.49M	Sell	52,332 -2,740	-5%	-$130K	0.62%	30
2015 Q1	$2.6M	Buy	55,072 +3,444	+7%	+$157K	0.63%	25
2014 Q4	$2.3K	Buy	51,628 +2,796	+6%	+$123K	0.05%	512
2014 Q3	$2.08M	Sell	48,832 -44,848	-48%	-$1.97M	0.54%	28
2014 Q2	$2.12M	Buy	93,680 +51,840	+124%	+$2.26M	0.5%	30
2014 Q1	$1.87M	Buy	41,840 +3,240	+8%	+$143K	0.57%	32
2013 Q4	$1.73M	Hold	38,600	–	–	0.55%	30
2013 Q3	$1.57M	Sell	38,600 -200	-0.5%	-$7.84K	0.54%	32
2013 Q2	$1.42M	Buy	+38,800	New	+$1.39M	0.48%	42

Other funds holding SLYG

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CDIA

Capital Directions Investment Advisors Atlanta, Georgia $268M AUM 20.15% 1-Year Est. Return

FWP

FAS Wealth Partners Leawood, Kansas $1.61B AUM 19.97% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

HCM

Hengehold Capital Management Cincinnati, Ohio $1.29B AUM 17.41% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

B. Riley Wealth Advisors's SLYG Position: Q4 2016 in Review

B. Riley Wealth Advisors sold out of State Street SPDR S&P 600 Small Cap Growth ETF (SLYG) in Q4 2016, closing a stake of 50,848 shares — an estimated $2.43M sold.

B. Riley Wealth Advisors first reported a position in SLYG in Q2 2013 and held it in 14 quarters. The position peaked at $2.6M in Q1 2015. 100 funds tracked by Wall St. Rank hold SLYG as of Q4 2016.

B. Riley Wealth Advisors reported no remaining State Street SPDR S&P 600 Small Cap Growth ETF position as of Q4 2016 after selling out during the quarter.
B. Riley Wealth Advisors sold 50,848 State Street SPDR S&P 600 Small Cap Growth ETF shares in Q4 2016, an estimated $2.43M.
B. Riley Wealth Advisors first reported a position in State Street SPDR S&P 600 Small Cap Growth ETF in Q2 2013 and held it in 14 quarters.
B. Riley Wealth Advisors's State Street SPDR S&P 600 Small Cap Growth ETF position peaked at $2.6M in Q1 2015.
100 funds tracked by Wall St. Rank held State Street SPDR S&P 600 Small Cap Growth ETF as of Q4 2016.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.