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Ladenburg Thalmann Financial Services’s Main Street Capital MAIN Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio MAIN Stock Details MAIN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$6.27M Buy
145,955
+5,513
+4% +$236K 0.04% 419
2019
Q3 		$6.07M Buy
140,442
+5,685
+4% +$243K 0.04% 402
2019
Q2 		$5.54M Sell
134,757
-9,634
-7% -$384K 0.04% 425
2019
Q1 		$5.37M Sell
144,391
-92
-0.1% -$3.42K 0.04% 415
2018
Q4 		$4.89M Sell
144,483
-17,419
-11% -$648K 0.04% 380
2018
Q3 		$6.23M Sell
161,902
-14,145
-8% -$560K 0.05% 328
2018
Q2 		$6.47M Hold
176,047
– – 0.06% 295
2018
Q1 		$6.47M Buy
176,047
+14,034
+9% +$526K 0.06% 295
2017
Q4 		$6.43M Buy
162,013
+13,550
+9% +$546K 0.06% 290
2017
Q3 		$5.9M Buy
148,463
+69,939
+89% +$2.75M 0.06% 277
2017
Q2 		$3.02M Sell
78,524
-15,462
-16% -$600K 0.04% 445
2017
Q1 		$3.59M Buy
93,986
+1,977
+2% +$73K 0.05% 358
2016
Q4 		$3.38M Buy
92,009
+10,049
+12% +$355K 0.05% 355
2016
Q3 		$2.81M Buy
81,960
+7,677
+10% +$260K 0.04% 389
2016
Q2 		$2.44M Buy
74,283
+5,463
+8% +$174K 0.04% 402
2016
Q1 		$2.16M Buy
68,820
+8,425
+14% +$245K 0.04% 407
2015
Q4 		$1.76M Buy
60,395
+24,802
+70% +$745K 0.03% 466
2015
Q3 		$949K Buy
35,593
+2,739
+8% +$81K 0.02% 661
2015
Q2 		$1.05M Buy
32,854
+3,627
+12% +$113K 0.02% 673
2015
Q1 		$903K Buy
29,227
+8,422
+40% +$254K 0.02% 738
2014
Q4 		$608K Buy
20,805
+1,206
+6% +$37.2K 0.01% 822
2014
Q3 		$601K Sell
19,599
-5,956
-23% -$190K 0.02% 714
2014
Q2 		$842K Buy
25,555
+2,610
+11% +$82.1K 0.02% 568
2014
Q1 		$754K Sell
22,945
-1,549
-6% -$52.7K 0.02% 566
2013
Q4 		$801K Buy
24,494
+2,736
+13% +$85.4K 0.02% 525
2013
Q3 		$651K Buy
21,758
+1,635
+8% +$48.7K 0.02% 561
2013
Q2 		$557K Buy
+20,123
New +$591K 0.02% 586

Other funds holding MAIN

BAM
Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return
T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return
Bank of Montreal
Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $23.2B AUM 40.19% 1-Year Est. Return
MC
Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return
MGAM
McGowan Group Asset Management Dallas, Texas $823M AUM 27.48% 1-Year Est. Return
M&T Bank
M&T Bank Buffalo, New York $34.1B AUM 29.18% 1-Year Est. Return

Ladenburg Thalmann Financial Services's MAIN Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Main Street Capital (MAIN) stake by 3.9% in Q4 2019, buying an estimated $236K and bringing the position to 145,955 shares worth $6.27M. The position accounts for 0.04% of the portfolio, ranked #419.

Ladenburg Thalmann Financial Services first reported a position in MAIN in Q2 2013 and has held it in 27 quarters since. The position peaked at $6.47M in Q2 2018. 252 funds tracked by Wall St. Rank hold MAIN as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 145,955 shares of Main Street Capital worth $6.27M as of Q4 2019.
  • Ladenburg Thalmann Financial Services bought 5,513 Main Street Capital shares in Q4 2019, an estimated $236K.
  • Main Street Capital made up 0.04% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #419 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Main Street Capital in Q2 2013 and has held it in 27 quarters since.
  • Ladenburg Thalmann Financial Services's Main Street Capital position peaked at $6.47M in Q2 2018.
  • 252 funds tracked by Wall St. Rank held Main Street Capital as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.