Ladenburg Thalmann Financial Services’s Main Street Capital MAIN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$6.27M	Buy	145,955 +5,513	+4%	+$236K	0.04%	419
2019 Q3	$6.07M	Buy	140,442 +5,685	+4%	+$243K	0.04%	402
2019 Q2	$5.54M	Sell	134,757 -9,634	-7%	-$384K	0.04%	425
2019 Q1	$5.37M	Sell	144,391 -92	-0.1%	-$3.42K	0.04%	415
2018 Q4	$4.89M	Sell	144,483 -17,419	-11%	-$648K	0.04%	380
2018 Q3	$6.23M	Sell	161,902 -14,145	-8%	-$560K	0.05%	328
2018 Q2	$6.47M	Hold	176,047	–	–	0.06%	295
2018 Q1	$6.47M	Buy	176,047 +14,034	+9%	+$526K	0.06%	295
2017 Q4	$6.43M	Buy	162,013 +13,550	+9%	+$546K	0.06%	290
2017 Q3	$5.9M	Buy	148,463 +69,939	+89%	+$2.75M	0.06%	277
2017 Q2	$3.02M	Sell	78,524 -15,462	-16%	-$600K	0.04%	445
2017 Q1	$3.59M	Buy	93,986 +1,977	+2%	+$73K	0.05%	358
2016 Q4	$3.38M	Buy	92,009 +10,049	+12%	+$355K	0.05%	355
2016 Q3	$2.81M	Buy	81,960 +7,677	+10%	+$260K	0.04%	389
2016 Q2	$2.44M	Buy	74,283 +5,463	+8%	+$174K	0.04%	402
2016 Q1	$2.16M	Buy	68,820 +8,425	+14%	+$245K	0.04%	407
2015 Q4	$1.76M	Buy	60,395 +24,802	+70%	+$745K	0.03%	466
2015 Q3	$949K	Buy	35,593 +2,739	+8%	+$81K	0.02%	661
2015 Q2	$1.05M	Buy	32,854 +3,627	+12%	+$113K	0.02%	673
2015 Q1	$903K	Buy	29,227 +8,422	+40%	+$254K	0.02%	738
2014 Q4	$608K	Buy	20,805 +1,206	+6%	+$37.2K	0.01%	822
2014 Q3	$601K	Sell	19,599 -5,956	-23%	-$190K	0.02%	714
2014 Q2	$842K	Buy	25,555 +2,610	+11%	+$82.1K	0.02%	568
2014 Q1	$754K	Sell	22,945 -1,549	-6%	-$52.7K	0.02%	566
2013 Q4	$801K	Buy	24,494 +2,736	+13%	+$85.4K	0.02%	525
2013 Q3	$651K	Buy	21,758 +1,635	+8%	+$48.7K	0.02%	561
2013 Q2	$557K	Buy	+20,123	New	+$591K	0.02%	586