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Main Street Capital

230 hedge funds and large institutions have $627M invested in Main Street Capital in 2019 Q3 according to their latest regulatory filings, with 31 funds opening new positions, 81 increasing their positions, 65 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

306% more call options, than puts

Call options by funds: $5.23M | Put options by funds: $1.29M

35% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 23

25% more repeat investments, than reductions

Existing positions increased: 81 | Existing positions reduced: 65

8% more capital invested

Capital invested by funds: $582M → $627M (+$44.9M)

3% more funds holding

Funds holding: 223230 (+7)

0.44% more ownership

Funds ownership: 22.57%23.01% (+0.44%)

22% less funds holding in top 10

Funds holding in top 10: 97 (-2)

Holders
230
Holders Change
+7
Holders Change %
+3.14%
% of All Funds
5.04%
Holding in Top 10
7
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-22.22%
% of All Funds
0.15%
New
31
Increased
81
Reduced
65
Closed
23
Calls
$5.23M
Puts
$1.29M
Net Calls
+$3.94M
Net Calls Change
-$2K
Name Holding Trade Value Shares
Change
Change in
Stake
BAM
1
Burgundy Asset Management
Ontario, Canada
$65.7M +$3.27M +76,582 +5%
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$40.2M -$186K -4,365 -0.5%
Macquarie Group
3
Macquarie Group
Australia
$40.1M -$1.81M -42,495 -4%
SIS
4
Sound Income Strategies
Florida
$27.8M +$2.65M +62,116 +11%
Bank of Montreal
5
Bank of Montreal
Ontario, Canada
$26.4M -$85.7K -2,008 -0.3%
MC
6
Muzinich & Co
New York
$25.8M -$2.43M -56,974 -9%
VanEck Associates
7
VanEck Associates
New York
$19.4M +$993K +23,263 +5%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$17.6M +$11.9M +278,588 +216%
MGAM
9
McGowan Group Asset Management
Texas
$17.6M +$171 +4 +0%
SMH
10
Sanders Morris Harris
Texas
$16.4M -$223K -5,225 -1%
M&T Bank
11
M&T Bank
New York
$16M -$192K -4,500 -1%
Legal & General Group
12
Legal & General Group
United Kingdom
$14.1M +$217K +5,076 +2%
BlackRock
13
BlackRock
New York
$13.9M +$2.77M +64,891 +25%
UBS Group
14
UBS Group
Switzerland
$12M +$1.31M +30,728 +12%
ClearBridge Investments
15
ClearBridge Investments
New York
$10.9M -$738K -17,294 -6%
Lord, Abbett & Co
16
Lord, Abbett & Co
New Jersey
$10.2M +$1.59M +37,300 +19%
Morgan Stanley
17
Morgan Stanley
New York
$10.2M +$299K +7,011 +3%
State of Wisconsin Investment Board
18
State of Wisconsin Investment Board
Wisconsin
$9.34M +$132K +3,088 +1%
TLP
19
Trinity Legacy Partners
Texas
$8.8M -$242K -5,668 -3%
HighTower Advisors
20
HighTower Advisors
Illinois
$7.17M +$52.2K +1,223 +0.7%
BCM
21
Brasada Capital Management
Texas
$6.82M +$93K +2,178 +1%
California Public Employees Retirement System
22
California Public Employees Retirement System
California
$6.13M +$1.66M +38,783 +38%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$6.07M +$243K +5,685 +4%
UR
24
USCA RIA
Texas
$5.94M -$6.08M -142,543 -51%
MCM
25
McKinley Capital Management
Alaska
$5.92M -$628K -14,712 -10%

MAIN Hedge Fund Activity: Q3 2019 in Review

230 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q3 2019, worth a combined $627M — up 7.7% from $582M a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new MAIN positions and 23 closed out — a net gain of 8 holders — while 81 added to existing stakes and 65 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $11.9M. The largest seller was USCA RIA, cutting an estimated $6.08M.

  • 230 institutional investors held Main Street Capital (MAIN) as of Q3 2019, up from 223 in Q2 2019.
  • Funds reported $627M of Main Street Capital stock for Q3 2019, up 7.7% quarter-over-quarter.
  • 31 funds opened new Main Street Capital positions in Q3 2019 and 23 closed out, a net change of +8 holders.
  • The largest Main Street Capital buyer in Q3 2019 was Royal Bank of Canada, an estimated $11.9M added.
  • The largest Main Street Capital seller in Q3 2019 was USCA RIA, an estimated $6.08M sold.

Based on aggregated 13F filings for Q3 2019.