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Main Street Capital

128 hedge funds and large institutions have $398M invested in Main Street Capital in 2014 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 63 increasing their positions, 30 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

110% more repeat investments, than reductions

Existing positions increased: 63 | Existing positions reduced: 30

31% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 13

8% more capital invested

Capital invested by funds: $370M → $398M (+$27.9M)

3% more funds holding

Funds holding: 124128 (+4)

1.55% more ownership

Funds ownership: 28.53%30.08% (+1.6%)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

0% less call options, than puts

Call options by funds: $3.55M | Put options by funds: $3.56M

Holders
128
Holders Change
+4
Holders Change %
+3.23%
% of All Funds
3.7%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.12%
New
17
Increased
63
Reduced
30
Closed
13
Calls
$3.55M
Puts
$3.56M
Net Calls
-$9K
Net Calls Change
-$287K
Name Holding Trade Value Shares
Change
Change in
Stake
PSI
1
Pinnacle Summer Investments
Virginia
$38.3M +$2.79M +81,887 +7%
BFA
2
BlackRock Fund Advisors
California
$31.9M -$267K -7,843 -0.8%
Macquarie Group
3
Macquarie Group
Australia
$28.4M +$2.22M +65,328 +8%
U
4
UBS
Switzerland
$22.8M +$3.22M +94,624 +16%
State Street
5
State Street
Massachusetts
$21.5M +$457K +13,441 +2%
Robeco Institutional Asset Management
6
Robeco Institutional Asset Management
Netherlands
$17.5M +$2.52M +74,077 +16%
Northern Trust
7
Northern Trust
Illinois
$16.3M -$1.48M -43,427 -8%
BIT
8
BlackRock Institutional Trust
California
$15.6M -$578 -17 -0%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$14.7M +$481K +14,137 +3%
GIM
10
Greenwich Investment Management
Connecticut
$9.54M +$2.93M +86,218 +42%
TCM
11
Texan Capital Management
Texas
$8.83M +$1.47M +43,197 +19%
BG
12
BlackRock Group
United Kingdom
$8.37M +$789K +23,201 +10%
Deutsche Bank
13
Deutsche Bank
Germany
$7.78M +$5.87M +172,446 +268%
UBS AM
14
UBS AM
Illinois
$7.6M +$7.45M +218,800 +1,765%
T. Rowe Price Associates
15
T. Rowe Price Associates
Maryland
$6.47M +$573K +16,830 +9%
BTS
16
BB&T Securities
Virginia
$6.46M -$91.3K -2,682 -12%
TCIM
17
TIAA CREF Investment Management
New York
$6.15M -$35.7K -1,050 -0.6%
UR
18
USCA RIA
Texas
$5.95M +$82.1K +2,412 +1%
Wells Fargo
19
Wells Fargo
California
$5.71M -$49.1K -1,442 -0.8%
Morgan Stanley
20
Morgan Stanley
New York
$5.55M +$150K +4,416 +3%
Bank of New York Mellon
21
Bank of New York Mellon
New York
$4.71M -$170K -5,002 -3%
Invesco
22
Invesco
Georgia
$4.65M +$461K +13,546 +11%
GF
23
Goodman Financial
Texas
$4.43M +$145K +4,264 +3%
BIM
24
BlackRock Investment Management
Delaware
$4.33M +$33.3K +979 +0.7%
RJA
25
Raymond James & Associates
Florida
$4.06M -$1.52M -44,728 -27%