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Main Street Capital

236 hedge funds and large institutions have $508M invested in Main Street Capital in 2021 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 84 increasing their positions, 72 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 16

47% more call options, than puts

Call options by funds: $14.6M | Put options by funds: $9.91M

17% more repeat investments, than reductions

Existing positions increased: 84 | Existing positions reduced: 72

4% more funds holding

Funds holding: 228236 (+8)

4% more capital invested

Capital invested by funds: $488M → $508M (+$19.7M)

0.55% more ownership

Funds ownership: 17.42%17.97% (+0.55%)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

Holders
236
Holders Change
+8
Holders Change %
+3.51%
% of All Funds
4.13%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
27
Increased
84
Reduced
72
Closed
16
Calls
$14.6M
Puts
$9.91M
Net Calls
+$4.64M
Net Calls Change
+$4.57M
Name Holding Trade Value Shares
Change
Change in
Stake
BAM
1
Burgundy Asset Management
Ontario, Canada
$68.1M +$306K +7,361 +0.4%
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$31.1M -$41.4K -995 -0.1%
VanEck Associates
3
VanEck Associates
New York
$26.6M +$3.21M +77,245 +14%
BlackRock
4
BlackRock
New York
$21.6M +$4.56M +109,719 +26%
Morgan Stanley
5
Morgan Stanley
New York
$21.1M -$1,000K -24,041 -4%
SIS
6
Sound Income Strategies
Florida
$17.1M -$214K -5,156 -1%
Legal & General Group
7
Legal & General Group
United Kingdom
$16.7M -$1.24M -29,794 -7%
CCA
8
Childress Capital Advisors
Texas
$16M
SMH
9
Sanders Morris Harris
Texas
$14.2M -$1.11M -26,628 -7%
MC
10
Muzinich & Co
New York
$8.66M -$891K -21,432 -9%
Sumitomo Mitsui Trust Group
11
Sumitomo Mitsui Trust Group
Japan
$8.66M -$991K -23,836 -10%
Osaic Holdings
12
Osaic Holdings
Arizona
$8.33M +$719K +17,292 +9%
MHI
13
Miller Howard Investments
New York
$8.22M +$1.66M +40,000 +25%
MCM
14
McKinley Capital Management
Alaska
$8.19M +$342K +8,230 +4%
Two Sigma Advisers
15
Two Sigma Advisers
New York
$7.62M +$6.46M +155,303 +516%
Two Sigma Investments
16
Two Sigma Investments
New York
$7.38M +$5.01M +120,487 +204%
LPL Financial
17
LPL Financial
California
$7.06M -$184K -4,431 -3%
State of Wisconsin Investment Board
18
State of Wisconsin Investment Board
Wisconsin
$6.65M -$2.33M -55,984 -26%
TLP
19
Trinity Legacy Partners
Texas
$6.53M +$286K +6,870 +5%
CIM
20
Confluence Investment Management
Missouri
$5.77M -$7.44K -179 -0.1%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$5.58M +$33K +793 +0.6%
USCWA
22
U.S. Capital Wealth Advisors
Texas
$5.43M +$5.5M +132,164 New
JP Morgan Chase
23
JP Morgan Chase
New York
$5.43M -$194K -4,658 -3%
Bank of New York Mellon
24
Bank of New York Mellon
New York
$5.17M +$342K +8,233 +7%
AFG
25
Albion Financial Group
Utah
$5.12M +$27.4K +660 +0.5%

MAIN Hedge Fund Activity: Q3 2021 in Review

236 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q3 2021, worth a combined $508M — up 4% from $488M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new MAIN positions and 16 closed out — a net gain of 11 holders — while 84 added to existing stakes and 72 trimmed.

The largest buyer was Two Sigma Advisers, adding an estimated $6.46M. The largest seller was State of Wisconsin Investment Board, cutting an estimated $2.33M.

  • 236 institutional investors held Main Street Capital (MAIN) as of Q3 2021, up from 228 in Q2 2021.
  • Funds reported $508M of Main Street Capital stock for Q3 2021, up 4% quarter-over-quarter.
  • 27 funds opened new Main Street Capital positions in Q3 2021 and 16 closed out, a net change of +11 holders.
  • The largest Main Street Capital buyer in Q3 2021 was Two Sigma Advisers, an estimated $6.46M added.
  • The largest Main Street Capital seller in Q3 2021 was State of Wisconsin Investment Board, an estimated $2.33M sold.

Based on aggregated 13F filings for Q3 2021.