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Main Street Capital

134 hedge funds and large institutions have $397M invested in Main Street Capital in 2014 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 46 increasing their positions, 45 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 13

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

14% more capital invested

Capital invested by funds: $349M → $397M (+$48.8M)

10% more funds holding

Funds holding: 122134 (+12)

2% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 45

0.65% more ownership

Funds ownership: 24.95%25.6% (+0.65%)

28% less call options, than puts

Call options by funds: $1.43M | Put options by funds: $1.99M

Holders
134
Holders Change
+12
Holders Change %
+9.84%
% of All Funds
3.57%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
26
Increased
46
Reduced
45
Closed
13
Calls
$1.43M
Puts
$1.99M
Net Calls
-$558K
Net Calls Change
-$224K
Name Holding Trade Value Shares
Change
Change in
Stake
MC
1
Muzinich & Co
New York
$63.5M +$6.7M +217,094 New
PSI
2
Pinnacle Summer Investments
Virginia
$39.5M -$2.48M -80,334 -6%
Macquarie Group
3
Macquarie Group
Australia
$30.2M +$4.03M +130,703 +14%
T. Rowe Price Associates
4
T. Rowe Price Associates
Maryland
$24.3M +$861K +27,900 +3%
UBS Group
5
UBS Group
Switzerland
$23.5M +$24.8M +803,414 New
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$14M +$937K +30,345 +7%
Robeco Institutional Asset Management
7
Robeco Institutional Asset Management
Netherlands
$10.2M -$3.1M -100,320 -22%
CLM
8
ClearBridge LLC (Maryland)
Maryland
$9M +$168K +5,434 +2%
Morgan Stanley
9
Morgan Stanley
New York
$8.07M +$521K +16,864 +7%
TCM
10
Texan Capital Management
Texas
$8.02M -$129K -4,170 -1%
UBS AM
11
UBS AM
Illinois
$6.96M -$839K -27,166 -10%
GIM
12
Greenwich Investment Management
Connecticut
$6.79M -$1.39M -44,961 -16%
Wells Fargo
13
Wells Fargo
California
$6.23M +$191K +6,178 +3%
PC
14
Polar Capital
United Kingdom
$5.83M
BTS
15
BB&T Securities
Virginia
$5.65M -$16.9K -549 -3%
CA
16
Cetera Advisors
Colorado
$5.61M -$672K -21,760 -10%
BG
17
BlackRock Group
United Kingdom
$5.35M -$801K -25,944 -12%
UR
18
USCA RIA
Texas
$5.04M -$327K -10,606 -6%
State of Wisconsin Investment Board
19
State of Wisconsin Investment Board
Wisconsin
$4.89M +$2.02M +65,551 +65%
RJA
20
Raymond James & Associates
Florida
$4.47M +$209K +6,774 +5%
Deutsche Bank
21
Deutsche Bank
Germany
$4.2M +$466K +15,102 +12%
Invesco
22
Invesco
Georgia
$4.13M -$152K -4,925 -3%
FMP
23
Financial Management Professionals
Texas
$4.07M +$4.3M +139,297 New
GF
24
Goodman Financial
Texas
$3.9M +$98.8K +3,200 +2%
KFA
25
Kelleher Financial Advisors
New York
$3.88M +$130K +4,200 +3%

MAIN Hedge Fund Activity: Q4 2014 in Review

134 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q4 2014, worth a combined $397M — up 14% from $349M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new MAIN positions and 13 closed out — a net gain of 13 holders — while 46 added to existing stakes and 45 trimmed.

The largest buyer was Financial Management Professionals, opening a new position worth an estimated $4.3M. The largest seller was Goldman Sachs, cutting an estimated $4.11M.

  • 134 institutional investors held Main Street Capital (MAIN) as of Q4 2014, up from 122 in Q3 2014.
  • Funds reported $397M of Main Street Capital stock for Q4 2014, up 14% quarter-over-quarter.
  • 26 funds opened new Main Street Capital positions in Q4 2014 and 13 closed out, a net change of +13 holders.
  • The largest Main Street Capital buyer in Q4 2014 was Financial Management Professionals, an estimated $4.3M added.
  • The largest Main Street Capital seller in Q4 2014 was Goldman Sachs, an estimated $4.11M sold.

Based on aggregated 13F filings for Q4 2014.