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Main Street Capital

200 hedge funds and large institutions have $383M invested in Main Street Capital in 2020 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 64 increasing their positions, 75 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more call options, than puts

Call options by funds: $11.9M | Put options by funds: $6.92M

0.29% more ownership

Funds ownership: 19.36%19.65% (+0.29%)

0% more funds holding in top 10

Funds holding in top 10: 66 (0)

2% less capital invested

Capital invested by funds: $391M → $383M (-$7.93M)

4% less funds holding

Funds holding: 208200 (-8)

15% less repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 75

23% less first-time investments, than exits

New positions opened: 23 | Existing positions closed: 30

Holders
200
Holders Change
-8
Holders Change %
-3.85%
% of All Funds
4.04%
Holding in Top 10
6
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.12%
New
23
Increased
64
Reduced
75
Closed
30
Calls
$11.9M
Puts
$6.92M
Net Calls
+$4.99M
Net Calls Change
-$2.59M
Name Holding Trade Value Shares
Change
Change in
Stake
BAM
1
Burgundy Asset Management
Ontario, Canada
$47.2M +$3.36M +109,560 +7%
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$27.4M -$40.4K -1,319 -0.1%
Morgan Stanley
3
Morgan Stanley
New York
$24.1M +$6.04M +197,298 +32%
SIS
4
Sound Income Strategies
Florida
$20.9M +$201K +6,549 +0.9%
MC
5
Muzinich & Co
New York
$14.5M -$257K -8,385 -2%
Sumitomo Mitsui Trust Group
6
Sumitomo Mitsui Trust Group
Japan
$14.5M -$257K -8,385 -2%
Legal & General Group
7
Legal & General Group
United Kingdom
$13.4M +$610K +19,894 +5%
BlackRock
8
BlackRock
New York
$12M +$1.29M +42,156 +12%
MGAM
9
McGowan Group Asset Management
Texas
$11.5M -$68.9K -2,248 -0.6%
VanEck Associates
10
VanEck Associates
New York
$10.5M +$319K +10,420 +3%
State of Wisconsin Investment Board
11
State of Wisconsin Investment Board
Wisconsin
$6.86M +$138K +4,517 +2%
SMH
12
Sanders Morris Harris
Texas
$6.72M -$388K -12,672 -5%
MCM
13
McKinley Capital Management
Alaska
$6.34M -$33.7K -1,099 -0.5%
TLP
14
Trinity Legacy Partners
Texas
$6.14M -$36K -1,174 -0.6%
Osaic Holdings
15
Osaic Holdings
Arizona
$5.83M -$452K -14,766 -7%
JP Morgan Chase
16
JP Morgan Chase
New York
$5.76M -$126K -4,128 -2%
SWM
17
Segment Wealth Management
Texas
$5.59M +$154K +5,034 +3%
UBS Group
18
UBS Group
Switzerland
$5.34M -$855K -27,890 -13%
Two Sigma Investments
19
Two Sigma Investments
New York
$4.71M +$3.65M +119,128 +296%
AF
20
Allworth Financial
California
$4.37M +$54.2K +1,769 +1%
California Public Employees Retirement System
21
California Public Employees Retirement System
California
$4.23M +$197K +6,430 +5%
UR
22
USCA RIA
Texas
$4.17M +$101K +3,303 +2%
LPL Financial
23
LPL Financial
California
$3.98M +$80.2K +2,617 +2%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$3.91M -$106K -3,449 -3%
AAS
25
Avantax Advisory Services
Texas
$3.57M +$1.37M +44,642 +59%