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Main Street Capital

177 hedge funds and large institutions have $574M invested in Main Street Capital in 2017 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 71 increasing their positions, 51 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 12

39% more repeat investments, than reductions

Existing positions increased: 71 | Existing positions reduced: 51

13% more capital invested

Capital invested by funds: $507M → $574M (+$67.1M)

4% more funds holding

Funds holding: 171177 (+6)

1.13% more ownership

Funds ownership: 26.02%27.15% (+1.1%)

4% less call options, than puts

Call options by funds: $2.45M | Put options by funds: $2.54M

13% less funds holding in top 10

Funds holding in top 10: 87 (-1)

Holders
177
Holders Change
+6
Holders Change %
+3.51%
% of All Funds
4.41%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.17%
New
20
Increased
71
Reduced
51
Closed
12
Calls
$2.45M
Puts
$2.54M
Net Calls
-$91K
Net Calls Change
+$2.02M
Name Holding Trade Value Shares
Change
Change in
Stake
MC
1
Muzinich & Co
New York
$83.4M +$36.6M +991,007 +83%
BAM
2
Burgundy Asset Management
Ontario, Canada
$65.8M -$8.13M -220,153 -11%
T. Rowe Price Associates
3
T. Rowe Price Associates
Maryland
$40M +$2.47M +66,740 +7%
Macquarie Group
4
Macquarie Group
Australia
$38.2M +$723K +19,559 +2%
SMH
5
Sanders Morris Harris
Texas
$30.8M -$21M -567,216 -41%
UBS Group
6
UBS Group
Switzerland
$25.4M +$11.7M +315,622 +91%
Bank of Montreal
7
Bank of Montreal
Ontario, Canada
$21M -$73.9K -2,000 -0.4%
BlackRock
8
BlackRock
New York
$15.7M +$15.1M +409,176 New
M&T Bank
9
M&T Bank
New York
$12.8M +$12.3M +334,234 New
CLM
10
ClearBridge LLC (Maryland)
Maryland
$12.5M +$283K +7,667 +2%
VanEck Associates
11
VanEck Associates
New York
$11.9M +$2.85M +77,273 +33%
Invesco
12
Invesco
Georgia
$7.95M +$697K +18,858 +10%
Morgan Stanley
13
Morgan Stanley
New York
$7.33M -$3.03M -82,056 -30%
RJA
14
Raymond James & Associates
Florida
$6.96M +$88.5K +2,396 +1%
FIM
15
Friedberg Investment Management
Texas
$6.42M +$149K +4,044 +2%
UR
16
USCA RIA
Texas
$6.27M -$78.9K -2,137 -1%
State of Wisconsin Investment Board
17
State of Wisconsin Investment Board
Wisconsin
$6.03M
Bank of Nova Scotia
18
Bank of Nova Scotia
Ontario, Canada
$5.66M -$1.22M -33,000 -18%
Deutsche Bank
19
Deutsche Bank
Germany
$5.66M +$345K +9,343 +7%
TCM
20
Texan Capital Management
Texas
$5.65M +$7.42K +201 +0.1%
AR
21
Advisory Research
Illinois
$5.5M +$2.41M +65,117 +83%
SMDAM
22
Sumitomo Mitsui DS Asset Management
Japan
$5.25M +$2.35M +63,712 +87%
MHI
23
Miller Howard Investments
New York
$5.04M
Legal & General Group
24
Legal & General Group
United Kingdom
$4.82M +$287K +7,778 +7%
CIM
25
Confluence Investment Management
Missouri
$4.8M -$29.6K -800 -0.6%

MAIN Hedge Fund Activity: Q1 2017 in Review

177 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q1 2017, worth a combined $574M — up 13% from $507M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new MAIN positions and 12 closed out — a net gain of 8 holders — while 71 added to existing stakes and 51 trimmed.

The largest buyer was Muzinich & Co, adding an estimated $36.6M. The largest seller was Sanders Morris Harris, cutting an estimated $21M.

  • 177 institutional investors held Main Street Capital (MAIN) as of Q1 2017, up from 171 in Q4 2016.
  • Funds reported $574M of Main Street Capital stock for Q1 2017, up 13% quarter-over-quarter.
  • 20 funds opened new Main Street Capital positions in Q1 2017 and 12 closed out, a net change of +8 holders.
  • The largest Main Street Capital buyer in Q1 2017 was Muzinich & Co, an estimated $36.6M added.
  • The largest Main Street Capital seller in Q1 2017 was Sanders Morris Harris, an estimated $21M sold.

Based on aggregated 13F filings for Q1 2017.