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Main Street Capital

133 hedge funds and large institutions have $390M invested in Main Street Capital in 2014 Q2 according to their latest regulatory filings, with 37 funds opening new positions, 64 increasing their positions, 20 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

220% more repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 20

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

16% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 32

4% more funds holding

Funds holding: 128133 (+5)

2% less capital invested

Capital invested by funds: $398M → $390M (-$7.22M)

3.78% less ownership

Funds ownership: 30.08%26.3% (-3.8%)

30% less call options, than puts

Call options by funds: $2.54M | Put options by funds: $3.65M

Holders
133
Holders Change
+5
Holders Change %
+3.91%
% of All Funds
3.82%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.14%
New
37
Increased
64
Reduced
20
Closed
32
Calls
$2.54M
Puts
$3.65M
Net Calls
-$1.11M
Net Calls Change
-$1.1M
Name Holding Trade Value Shares
Change
Change in
Stake
PSI
1
Pinnacle Summer Investments
Virginia
$40.1M +$1.1M +35,032 +3%
U
2
UBS
Switzerland
$30.8M +$7.68M +243,997 +35%
Macquarie Group
3
Macquarie Group
Australia
$28.5M -$4.12K -131 -0%
T. Rowe Price Associates
4
T. Rowe Price Associates
Maryland
$25.3M +$18M +571,719 +290%
Robeco Institutional Asset Management
5
Robeco Institutional Asset Management
Netherlands
$17.1M -$462K -14,680 -3%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$14.5M -$271K -8,607 -2%
UBS AM
7
UBS AM
Illinois
$11M +$3.26M +103,501 +45%
Deutsche Bank
8
Deutsche Bank
Germany
$10.5M +$2.57M +81,766 +35%
Northern Trust
9
Northern Trust
Illinois
$10.3M -$5.77M -183,457 -37%
CLM
10
ClearBridge LLC (Maryland)
Maryland
$9.81M +$9.38M +298,020 New
GIM
11
Greenwich Investment Management
Connecticut
$9.35M -$201K -6,385 -2%
TCM
12
Texan Capital Management
Texas
$9.18M +$315K +10,013 +4%
Wells Fargo
13
Wells Fargo
California
$6.99M +$1.21M +38,444 +22%
BG
14
BlackRock Group
United Kingdom
$6.87M -$1.45M -46,184 -18%
BTS
15
BB&T Securities
Virginia
$6.53M +$5.79K +184 +0.9%
Morgan Stanley
16
Morgan Stanley
New York
$6.19M +$601K +19,086 +11%
UR
17
USCA RIA
Texas
$6.17M +$203K +6,452 +4%
PC
18
Polar Capital
United Kingdom
$5.92M +$5.66M +180,000 New
Invesco
19
Invesco
Georgia
$5.68M +$979K +31,120 +22%
PP
20
Paloma Partners
Connecticut
$5.53M +$5.29M +168,064 New
RJA
21
Raymond James & Associates
Florida
$5.02M +$912K +28,981 +23%
Allianz Asset Management
22
Allianz Asset Management
Germany
$4.97M +$2.38M +75,678 +101%
GF
23
Goodman Financial
Texas
$4.47M +$23.1K +733 +0.5%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$4.31M +$4.12M +130,784 New
KFA
25
Kelleher Financial Advisors
New York
$4.24M +$296K +9,400 +8%

MAIN Hedge Fund Activity: Q2 2014 in Review

133 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q2 2014, worth a combined $390M — down 1.8% from $398M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new MAIN positions and 32 closed out — a net gain of 5 holders — while 64 added to existing stakes and 20 trimmed.

The largest buyer was T. Rowe Price Associates, adding an estimated $18M. The largest seller was BlackRock Fund Advisors, exiting entirely with an estimated $31.9M sold.

  • 133 institutional investors held Main Street Capital (MAIN) as of Q2 2014, up from 128 in Q1 2014.
  • Funds reported $390M of Main Street Capital stock for Q2 2014, down 1.8% quarter-over-quarter.
  • 37 funds opened new Main Street Capital positions in Q2 2014 and 32 closed out, a net change of +5 holders.
  • The largest Main Street Capital buyer in Q2 2014 was T. Rowe Price Associates, an estimated $18M added.
  • The largest Main Street Capital seller in Q2 2014 was BlackRock Fund Advisors, an estimated $31.9M sold.

Based on aggregated 13F filings for Q2 2014.